The information reflects transactions as reported, including deal descriptions, values, and statuses, but may contain gaps, such as undisclosed deal terms or financial metrics, which limit comprehensive analysis. While efforts have been made to ensure accuracy, users should consult primary sources or professional advisors for legal, financial, or strategic decisions. No warranties are made regarding the completeness or reliability of this data, and the provider assumes no liability for its use.

Arizona - Transaction Value and Count

Reflects ECM, DCM and ROF datasets

Arizona — Overview

Arizona's capital markets in Q1 2026 were defined by an exceptional surge in large-cap debt issuance, with 70 transactions generating approximately $22.0 billion in disclosed capital across equity, debt, and hybrid instruments. The quarter's headline figure was driven overwhelmingly by Honeywell Aerospace's multi-tranche financing tied to its planned spin-off—roughly $16.0 billion across nine series of senior notes maturing between 2028 and 2066—which alone accounted for nearly three-quarters of disclosed capital; excluding that single issuer, Arizona companies still raised approximately $6.0 billion, underscoring robust institutional access across the state's financing ecosystem. Activity was heavily weighted toward Regulation D private placements and early- and growth-stage venture rounds by count (46 of 70 transactions were private financings), while value concentrated in public-market equity and corporate debt: StandardAero's approximately $1.78 billion follow-on, Microchip Technology's $900 million convertible notes, Arizona Public Service's $600 million utility debt, Osaic Holdings' $825 million two-tranche notes, Amkor Technology's approximately $488 million follow-on, and Store Capital's $450 million and Vensure Employer Services' $450 million financings each underscored Arizona's expanding footprint in national capital formation. Sector participation spanned aerospace and defense, semiconductors, regional utilities and REITs, asset management, and a deep bench of technology-enabled and health-care platforms, reflecting both structural growth themes and balance-sheet optimization by scaled issuers. While transaction count held steady at 70 versus the prior quarter, aggregate capital raised rose sharply—from approximately $3.5 billion in Q4 2025—driven by Honeywell's spin-off issuance and a fuller slate of large-cap offerings. Collectively, Q1 demonstrated resilient investor confidence, deep capital markets sophistication, and the continued integration of Arizona-based companies into the broader U.S. financing landscape.

Arizona — X / Y Plot By Sector: ECM, DCM and ROF (Venture Capital)

Reflects ECM, DCM and ROF datasets

Equity Capital Markets: Monthly Aggregate Transaction Value and Transaction Count

Debt Capital Markets: Monthly Aggregate Transaction Value and Transaction Count

Rounds of Funding (Venture Capital): Monthly Aggregate Transaction Value and Transaction Count

Arizona — Capital Markets Segmentation

Reflects ECM, DCM and ROF datasets

Arizona — Sector Breakdown

Reflects ECM, DCM and ROF datasets

Second Level Primary Industry Breakdown

Reflects ECM, DCM and ROF datasets

Arizona — Capital Markets Deal Summaries

Signing Day Sports, Inc. (1/5/26) - ECM - Follow-on Signing Day Sports, Inc. announced a follow-on offering of 9,483,500 shares of common stock together with warrants exercisable for up to 14,225,250 shares, plus a 45-day over-allotment option for additional shares and/or warrants. Louis A. Bevilacqua of Bevilacqua PLLC acted as legal advisor to the company, and the offering was expected to close on January 14, 2026. The over-allotment option was partially exercised, with 809,850 additional shares issued on January 13, 2026.
Aeroblox Inc. (1/8/26) - ROF - Venture - <5 Yrs Aeroblox Inc. announced that it will receive $1,000,000 in funding on December 30, 2025. The company will issue convertible preferred stock pursuant to exemption provided under Regulation D, with a minimum outside investment of $10,000. As of January 8, 2026, the company had received $200,000 in its first tranche from one investor.
Eighth Era Studios, Inc. (1/12/26) - ROF - Venture - Series B Eighth Era Studios, Inc. announced that it will issue 500,000 Series B Preferred Stock at an issue price of $30.01 per share for gross proceeds of $15,005,000 on January 12, 2026. The shares carry a non-cumulative 8% fixed dividend and are convertible into common shares at $30.01 per share. The company will raise $6,694,584 pursuant to exemption provided under Regulation D.
Galactic Holdings Inc (1/12/26) - ROF - Venture - Series B Galactic Holdings Inc announced that it has received $20 million in a round of funding led by new investors XVC and ikuyo Co., Ltd. on January 12, 2026. The transaction included participation from new investors Alibaba Investment Limited and Planetree, alongside existing investor BAI Capital and other global investors. The company issued convertible preferred shares and has raised over $40 million to date.
Katalyst Space Holdings, Inc. (1/12/26) - ROF - Venture - <5 Yrs Katalyst Space Holdings, Inc. announced that it will receive $1,500,000 in funding on January 12, 2026. The company will issue convertible preferred stock pursuant to exemption provided under Regulation D. The minimum investment accepted from any outside investor is $500,000.
Offerpad Solutions Inc. (1/12/26) - ECM - Follow-on Offerpad Solutions Inc. announced a follow-on offering expected to close on or about January 13, 2026. The company agreed to pay the placement agent a cash fee equal to 5.0% of the aggregate purchase price paid by purchasers in the offering. This strategic investment supports the company's initiatives within the real estate services sector.
BioXgen Holdings, Inc. (1/14/26) - ROF - Early Stage - Crowdfunding BioXgen Holdings, Inc. announced a private placement of a minimum of 17,482 and a maximum of 3,496,503 Class C common shares at $1.43 per share for maximum gross proceeds of approximately $5,000,000 on January 14, 2026. The company is raising funds through crowdfunding platform DealMaker Securities LLC under Regulation CF at a post-money valuation of $100,000,000. The company will accept oversubscriptions, and the offering period was later extended to close in January 2027.
Journey Medical Corporation (1/15/26) - ECM - Follow-on Journey Medical Corporation entered into an At Market Issuance Sales Agreement with B. Riley Securities, Inc. and Lake Street Capital Markets, LLC for the sale of shares of common stock. Compensation to the agents will equal 3.0% of the gross proceeds of any shares sold under the agreement. Rakesh Gopalan and David S. Wolpa of Troutman Pepper Locke LLP acted as legal advisor to the company.
Coco5, Inc. (1/19/26) - ROF - Mature - >7 Yrs CoCO5 Holdings, LLC announced that it has received $10 million in a round of funding led by new investor Loop Capital Holdings, LLC on January 19, 2026. The company issued convertible preferred shares in the transaction.
Sage Lending, LLC (1/20/26) - ROF - Debt - Non-Convertible Sage Lending, LLC announced that it will receive $20,000,000 in funding on January 20, 2026. The company will issue non-convertible debt pursuant to exemption provided under Regulation D. The minimum investment accepted from any outside investor is $50,000.
GACW Incorporated (1/21/26) - ROF - Early Stage - Crowdfunding GACW Incorporated announced a private placement of a minimum of 5,333 and a maximum of 379,425 common shares at $3.75 per share for maximum gross proceeds of $1,422,844 on January 21, 2026. The company is raising funds through crowdfunding platform StartEngine Primary, LLC under Regulation CF at a post-money valuation of approximately $94.3 million. The company will accept oversubscriptions in the transaction.
Ultimate Knowledge Corporation (1/21/26) - ROF - Mature - >7 Yrs Ultimate Knowledge Institute announced that it has received a round of funding on January 21, 2026, with participation from new investor True Wind Capital Management, L.P. The company issued convertible preferred stock in the transaction. A team from Clearsight Advisors, Inc. acted as exclusive financial advisor to Ultimate Knowledge Corporation.
LifeGuides, PBC (1/26/26) - ROF - Mature - >7 Yrs LifeGuides, PBC announced that it has received $1 million from new investor Aging Innovation Fund, a fund managed by Castellan Group, LLC, on January 26, 2026. The company issued convertible preferred shares in the transaction.
Civil Health LLC (1/27/26) - ROF - Venture - <5 Yrs Civil Health LLC announced that it will receive $250,000 in funding on November 24, 2025. The company will issue convertible preferred shares pursuant to exemption provided under Regulation D. The minimum investment accepted from any outside investor is $250,000.
My Hotsheet, Inc. (1/27/26) - ROF - Venture - <5 Yrs My Hotsheet, Inc. announced that it will receive $2,500,000 in a round of funding on January 27, 2026. The company will issue SAFE (Simple Agreement for Future Equity) securities pursuant to exemption provided under Regulation D.
Nerd Apply Inc. (1/27/26) - ROF - Early Stage - Seed Nerd Apply announced that it has received $3.2 million in a round of funding on January 27, 2026. The transaction included participation from new investors ONESIXONE Group LLC, RiverPark Advisors, Alumni Ventures Group, and Teamworthy Group, along with individual investors including Gokul Rajaram, David Krane, Jeff Crowe, and Chris Moore. The company issued convertible preferred stock in the transaction.
StandardAero, Inc. (1/27/26) - ECM - Follow-on StandardAero, Inc. announced a follow-on offering of approximately $1.78 billion in common stock, with underwriters granted a 30-day option to purchase up to an additional 7,500,000 shares from selling stockholders. The offering was expected to close on January 29, 2026. The company announced full exercise of the over-allotment option on January 29, 2026.
VelocitiPM Inc. (1/28/26) - ROF - Venture - <5 Yrs VelocitiPM Inc. announced that it will receive $500,000 in funding on December 17, 2025. The company will issue SAFE securities pursuant to exemption provided under Regulation D, with a minimum outside investment of $5,000. As of January 28, 2026, the company had received $115,000 in its first tranche from one investor.
Breakthru Medicine Inc. (1/29/26) - ROF - Venture - Series A Breakthru Medicine Inc. announced that it will issue 181,160 Series A-1 preferred shares at $138.00 per share and 186,736 Series A-1 preferred shares at $110.40 per share for aggregate gross proceeds of $45,615,734 on August 29, 2025. The preferred shares are convertible into common shares at their original issue price and are not redeemable.
Oats Overnight, Inc. (1/29/26) - ROF - Mature - >7 Yrs Oats Overnight, Inc. announced that it has raised $45 million in a funding round from new investor Asto Consumer Partners on January 29, 2026. The company issued equity in the transaction.
Iveda Solutions, Inc. (2/2/26) - ECM - Follow-on Iveda Solutions, Inc. announced an offering of up to 5,434,782 shares of common stock, up to 5,434,782 pre-funded warrants, and up to 5,434,782 Series X warrants (each exercisable for two shares) at a combined price of $0.92 per share and accompanying warrant. Each Series X warrant carries a $0.92 exercise price and expires two years from issuance. Peter Campitiello of Lucosky Brookman LLP acted as legal advisor for the company, and the offering was set to terminate on March 31, 2026.
Mattur Holdings, LLC (2/5/26) - ROF - Early Stage - Seed Mattur Holdings, LLC announced that it will receive $15,600,676 in a round of funding on February 5, 2026. The company will issue 275,354 Series Seed-1 preferred shares at $18.1585 per share and 648,648 Series Seed-2 preferred shares at $16.3427 per share. The shares are convertible into common shares at their original issue price and are non-redeemable.
Store Capital LLC (2/5/26) - DCM - Non-convertible Debt Store Capital LLC announced a $450 million non-convertible notes offering priced on February 5, 2026, at a yield to maturity of 4.961% and a T-spread of 1.911%. Interest on the notes will be paid semi-annually on February 11 and August 11, beginning August 11, 2026. The offering was expected to close on February 11, 2026.
Microchip Technology Incorporated (2/9/26) - ECM - Convertible Microchip Technology Incorporated announced a $900 million offering of convertible notes that will not bear regular interest, expected to settle on February 11, 2026 for approximately $785.1 million in net proceeds. The notes are convertible at an initial rate of 9.5993 shares per $1,000 principal amount (an initial conversion price of approximately $104.17, a 40% premium to the $74.41 February 9 closing price). Microchip entered into capped call transactions and granted the initial purchasers an option for up to an additional $100 million, which was exercised in full on February 10, 2026.
Nulli Secundus Health Inc. (2/9/26) - ROF - Early Stage - Accelerator Nulli Secundus Health Inc. announced that it will receive funding in an incubation round on February 9, 2026, with participation from new investor One Mind Accelerator as part of its fourth cohort. The company issued convertible preferred shares in the transaction.
PulseDNA Inc (2/10/26) - ROF - Early Stage - Seed PulseDNA Inc. successfully announced a ROF - Early Stage - Seed funding round on 2/10/26. This strategic investment supports the company's initiatives within an unclassified sector. The capital will be used to enhance PulseDNA Inc.'s market presence and operational scale.
Amkor Technology, Inc. (2/12/26) - ECM - Follow-on Amkor Technology, Inc. announced a follow-on offering of approximately $487.5 million, with the underwriter granted a 30-day option to purchase up to an additional 1,500,000 shares from the selling stockholder, 915 Investments, LP, at the public offering price. The offering was priced on February 12, 2026, with delivery of shares expected on or about February 17, 2026.
Aypex, Inc. (2/12/26) - ROF - Early Stage - Seed Aypex, Inc. successfully announced a ROF - Early Stage - Seed funding round on 2/12/26. This strategic investment supports the company's initiatives within an unclassified sector. The capital will be used to enhance Aypex, Inc.'s market presence and operational scale.
Helia Care, Inc. (2/12/26) - ROF - Venture - <5 Yrs Helia Care, Inc. announced that it has received $3 million in funding from new investors In Revenue Capital and Habanero Ventures LLC on February 12, 2026. The company issued convertible preferred shares in the transaction.
Proplaintiff AI, Inc (2/13/26) - ROF - Venture - <5 Yrs Proplaintiff AI, Inc. successfully announced a ROF - Venture funding round on 2/13/26. This strategic investment supports the company's initiatives within an unclassified sector. The capital will be used to enhance Proplaintiff AI, Inc.'s market presence and operational scale.
TackPilot, Inc. (2/17/26) - ROF - Venture - <5 Yrs TackPilot, Inc. announced a $200,000 financing on January 29, 2026. The company will issue Simple Agreement for Future Equity securities pursuant to exemption provided under Regulation D, with a minimum outside investment of $5,000. As of February 17, 2026, the company had received $83,000 in its first tranche from four investors.
Gunnison Copper Corp. (2/18/26) - ECM - Follow-on Gunnison Copper Corp. announced a follow-on offering of approximately $51.1 million, with completion expected on or by February 17, 2026. This strategic investment supports the company's initiatives within the diversified metals and mining sector.
Sage Lending, LLC (2/18/26) - ROF - Venture - <5 Yrs Sage Lending, LLC announced that it will receive $15,000,000 in funding on January 29, 2026. The company will issue convertible preferred stock pursuant to exemption provided under Regulation D. The minimum investment accepted from any outside investor is $1,000,000.
Buzze Inc. (2/19/26) - ROF - Venture - <5 Yrs Buzze Inc. announced that it will receive $450,000 in funding on January 27, 2026. The company will issue SAFE securities pursuant to exemption provided under Regulation D, with a minimum outside investment of $5,000. As of February 19, 2026, the company had received $225,000 in its first tranche from three investors.
James + James LLC (2/25/26) - ROF - Mature - >7 Yrs James + James LLC announced a round of funding of approximately $1.4 million on February 25, 2026. This strategic investment supports the company's initiatives within the home furnishings sector. The capital will be used to enhance James + James LLC's market presence and operational scale.
Koibito Franchise, LLC (2/25/26) - ROF - Mature - >7 Yrs Koibito Franchise, LLC announced that it will receive $125,000 in funding on February 11, 2026. The company will issue convertible preferred stock pursuant to exemption provided under Regulation D.
Streamline Investment Group IV, LLC (2/25/26) - ROF - Venture - <5 Yrs Streamline Investment Group IV, LLC announced that it will receive $1,650,000 in funding on February 11, 2026. The company will issue membership units pursuant to exemption provided under Regulation D. The minimum investment accepted from any outside investor is $50,000.
James & James Group, Inc. (2/26/26) - ROF - Venture - <5 Yrs James & James Group, Inc. announced that it will receive $4,000,000 in funding on February 12, 2026. The company will issue equity pursuant to exemption provided under Regulation D, with a minimum outside investment of $25,000. As of February 26, 2026, the company had received $1,350,000 in its first tranche from ten investors.
LifeStance Health Group, Inc. (2/26/26) - ECM - Follow-on LifeStance Health Group, Inc. announced a follow-on offering in which it intends to purchase from the underwriter 7,000,000 shares of common stock at the price paid by the underwriter to the selling stockholders. The underwriter expected to deliver the shares on or about March 2, 2026.
IMAGEAID, INC. (2/27/26) - ROF - Early Stage - Seed IMAGEAID, INC. announced that it will receive $1,000,000 in funding on February 11, 2026. The company will issue SAFE securities pursuant to exemption provided under Regulation D. As of February 27, 2026, the company had received $200,000 in its first tranche from two investors.
Keys Inc. (2/27/26) - ROF - Venture - <5 Yrs Keys Inc. announced that it will receive $5,000,000 in funding on February 27, 2026. The company will issue Simple Agreement for Future Equity securities pursuant to exemption provided under Regulation D. The minimum investment accepted from any outside investor is $10,000.
World View Enterprises, Inc. (3/2/26) - ROF - Mature - >7 Yrs World View Enterprises, Inc. announced that it has received $10 million in a round of funding on March 2, 2026, with participation from new investor Ondas Inc. The company issued convertible preferred shares in the transaction.
Streamline Investment Group III, LLC (3/3/26) - ROF - Venture - <5 Yrs Streamline Investment Group III, LLC announced that it will receive $15,000,000 in funding on March 3, 2026. The company will issue convertible preferred stock pursuant to exemption provided under Regulation D, with a minimum outside investment of $50,000.
VigilanteX, Inc. (3/3/26) - ROF - Debt - Non-Convertible VigilanteX, Inc. announced that it will receive $5,000,000 in funding on February 4, 2026. The company will issue non-convertible debt along with options or warrants pursuant to exemption provided under Regulation D. As of March 3, 2026, the company had received $350,000 in its first tranche from three investors.
Invech Holdings, Inc. (3/5/26) - ECM - Follow-on Invech Holdings, Inc. entered into an Equity Financing Agreement for a private placement of common shares for proceeds of $10,000,000 on March 3, 2026, with participation from GHS Investments, LLC. Shares will be issued pursuant to Regulation D over the twenty-four months immediately following the effective date.
Plant Path Inc. (3/5/26) - ROF - Mature - >7 Yrs Plant Path Inc. announced that it will receive $5,000,000 in funding on February 18, 2026. The company will issue convertible preferred shares pursuant to exemption provided under Regulation D, with a minimum outside investment of $275,000. As of March 5, 2026, the company had received $3,655,000 in its first tranche from six investors.
Honeywell Aerospace Inc. (3/6/26) - DCM - Non-convertible Debt Honeywell Aerospace Inc. announced $3.5 billion of 5.732% Senior Notes due 2056 as part of a large multi-tranche debt offering tied to Honeywell's aerospace spin-off. The notes are senior unsecured obligations of Aerospace, guaranteed by Honeywell on an unsecured senior basis until the spin-off is completed. The offering was expected to close on or about March 16, 2026.
Honeywell Aerospace Inc. (3/6/26) - DCM - Non-convertible Debt Honeywell Aerospace Inc. announced $3.25 billion of 4.950% Senior Notes due 2036, priced on March 10, 2026 at a yield to maturity of 4.95%, as part of its aerospace spin-off financing. The notes are senior unsecured obligations of Aerospace, guaranteed by Honeywell until the spin-off is completed. Certain series (the "Exchange Notes") will be delivered by Honeywell to Goldman Sachs, Morgan Stanley, and BofA Securities as selling noteholders in satisfaction of existing debt obligations.
Honeywell Aerospace Inc. (3/6/26) - DCM - Non-convertible Debt Honeywell Aerospace Inc. announced $500 million of floating-rate Senior Notes due 2029 as part of its multi-tranche aerospace spin-off financing. Interest will be payable quarterly in arrears on March 16, June 16, September 16, and December 16, beginning June 16, 2026. The notes are senior unsecured obligations of Aerospace, guaranteed by Honeywell until the spin-off is completed, and priced on March 10, 2026.
Honeywell Aerospace Inc. (3/6/26) - DCM - Non-convertible Debt Honeywell Aerospace Inc. announced $2.0 billion of 4.300% Senior Notes due 2031, issued at 99.822% of par and priced on March 10, 2026, as part of its aerospace spin-off financing. Interest is payable semi-annually in arrears on March 16 and September 16, beginning September 16, 2026. The notes are senior unsecured obligations of Aerospace, guaranteed by Honeywell until the spin-off is completed.
Honeywell Aerospace Inc. (3/6/26) - DCM - Non-convertible Debt Honeywell Aerospace Inc. announced $1.75 billion of 4.600% Senior Notes due 2033, priced on March 10, 2026 at a yield to maturity of 4.639% and a T-spread of 1.589%, as part of its aerospace spin-off financing. The notes are senior unsecured obligations of Aerospace, guaranteed by Honeywell until the spin-off is completed, with a first trading day of March 16, 2026.
Honeywell Aerospace Inc. (3/6/26) - DCM - Non-convertible Debt Honeywell Aerospace Inc. announced $1.5 billion of 5.852% Senior Notes due 2066, priced on March 10, 2026, as part of its aerospace spin-off financing. Interest is payable semi-annually in arrears on March 16 and September 16, beginning September 16, 2026. The notes are senior unsecured obligations of Aerospace, guaranteed by Honeywell until the spin-off is completed.
Honeywell Aerospace Inc. (3/6/26) - DCM - Non-convertible Debt Honeywell Aerospace Inc. announced $1.25 billion of 3.900% Senior Notes due 2028, priced on March 10, 2026, as part of its aerospace spin-off financing. Interest is payable semi-annually in arrears on March 16 and September 16, beginning September 16, 2026. The notes are senior unsecured obligations of Aerospace, guaranteed by Honeywell until the spin-off is completed.
Honeywell Aerospace Inc. (3/6/26) - DCM - Non-convertible Debt Honeywell Aerospace Inc. announced $1.0 billion of 5.622% Senior Notes due 2046, priced on March 10, 2026, as part of its aerospace spin-off financing. Interest is payable semi-annually in arrears on March 16 and September 16, beginning September 16, 2026, with the notes maturing on March 16, 2046. The notes are senior unsecured obligations of Aerospace, guaranteed by Honeywell until the spin-off is completed.
Kilroy Metal Inc. (3/9/26) - ROF - Debt - Convertible Kilroy Metal Inc. announced that it will receive $360,000 in funding on March 2, 2026. The company will issue convertible debt pursuant to exemption provided under Regulation D. The minimum investment accepted from any outside investor is $5,000.
Savannah LandCo LLC (3/9/26) - ROF - Venture - <5 Yrs Savannah LandCo LLC announced that it will receive $3,800,000 in funding on February 17, 2026. The company will issue membership units pursuant to exemption provided under Regulation D, with a minimum outside investment of $50,000. The company had raised $1,550,000 across two tranches as of March 24, 2026.
Arizona Public Service Company (3/10/26) - DCM - Non-convertible Debt Arizona Public Service Company announced a $600 million non-convertible notes offering that traded on March 10, 2026 and settled on March 12, 2026, at a yield to maturity of 5.127% and a spread of +100 basis points. Interest on the notes will be payable semi-annually on March 15 and September 15, beginning September 15, 2026.
Honeywell Aerospace Inc. (3/10/26) - DCM - Non-convertible Debt Honeywell Aerospace Inc. announced $1.25 billion of 4.000% Senior Notes due 2029, priced on March 10, 2026 at a yield to maturity of 4.0598% and a T-spread of 1.0098%, as part of its aerospace spin-off financing. Interest is payable semi-annually in arrears on March 16 and September 16, beginning September 16, 2026, with the notes maturing March 16, 2029. The notes are senior unsecured obligations of Aerospace, guaranteed by Honeywell until the spin-off is completed.
Arevon Energy, Inc. (3/11/26) - ROF - Mature - >7 Yrs Arevon Energy, Inc. announced a round of funding of approximately $169 million on March 11, 2026. This strategic investment supports the company's initiatives within the renewable electricity sector. The capital will be used to enhance Arevon Energy, Inc.'s market presence and operational scale.
Not Wood, Inc. (3/11/26) - ROF - Debt - Non-Convertible Not Wood, Inc. announced that it will receive $4,000,000 in funding on March 4, 2026. The company will issue non-convertible debt along with options or warrants pursuant to exemption provided under Regulation D. As of March 11, 2026, the company had received $680,000 in its first tranche from two investors.
Titan Restoration Of Arizona, LLC (3/11/26) - ROF - Mature - >7 Yrs Titan Restoration of Arizona, LLC announced that it has raised a round of funding on March 11, 2026, with participation from new investor Agellus Capital, LLC. The company issued convertible preferred shares in the transaction. Baird Financial Corporation acted as financial advisor and Fredrikson & Byron P.A. as legal advisor to Agellus Capital, LLC.
Osaic Holdings, Inc. (3/17/26) - DCM - Non-convertible Debt Osaic Holdings, Inc. announced $500 million of 6.75% Senior Notes due 2032, priced on January 8, 2026, issued concurrently with $325 million of 8.00% Senior Notes due 2033. Interest is payable semi-annually in cash in arrears on August 1 and February 1, beginning February 1, 2026. The notes are guaranteed jointly and severally by each of OSHI's domestic restricted subsidiaries.
Osaic Holdings, Inc. (3/17/26) - DCM - Non-convertible Debt Osaic Holdings, Inc. announced $325 million of 8.00% Senior Notes due 2033, priced on January 8, 2026, issued concurrently with $500 million of 6.75% Senior Notes due 2032. Interest is payable semi-annually in cash in arrears on August 1 and February 1, beginning February 1, 2026. The notes are guaranteed jointly and severally by each of OSHI's domestic restricted subsidiaries.
Arc Boat Company (3/19/26) - ROF - Growth - Series C Arc Boat Company announced that it has raised $50 million in a round of funding on March 19, 2026. The round included existing investors Eclipse Ventures, Andreessen Horowitz, Menlo Ventures, and Lowercarbon Capital, along with new investors Necessary Ventures and Offline Ventures. The company issued convertible preferred stock in the transaction.
ALTR FLTR Inc. (3/23/26) - ROF - Growth - Series 5-7 Yrs ALTR FLTR Inc. announced that it has received a round of funding from new investor Branca International S.p.A. on March 23, 2026. The company issued convertible preferred shares in the transaction.
Vensure Employer Services, Inc. (3/23/26) - ROF - Debt - Non-Convertible Vensure Employer Services, Inc. announced that it has received $450 million in a round of funding led by Stone Point Capital Markets, a division of Stone Point Capital LLC, on March 23, 2026. The company issued a delayed draw term loan in the transaction.
Wattsup Technologies, Inc. (3/26/26) - ROF - Early Stage - Accelerator WattsUp Technologies, Inc. announced that it will receive $250,000 in an incubation round from new investors Cox Enterprises, Inc., GENER8TOR Management, LLC, and the Georgia Cleantech Innovation Hub on March 26, 2026, as part of the 2026 Cox Cleantech Accelerator cohort. The company will issue convertible preferred stock in the transaction.
Cyber Enviro-Tech, Inc. (3/27/26) - ECM - Follow-on Cyber Enviro-Tech, Inc. entered into an equity purchase agreement with new investor Monroe Street Capital Partners, LP to issue common shares for gross proceeds of up to $30,000,000 on March 20, 2026. As consideration, the company agreed to issue 3,000,000 commitment shares under Section 4(a)(2) and/or Regulation D. The commitment period runs up to twenty-four months from the effective date.
Zephyr Group, Inc. (3/30/26) - ROF - Early Stage - Crowdfunding Zephyr Group, Inc. announced a private placement of 50,000 convertible notes at $1 each for minimum proceeds of $50,000 and maximum proceeds of $1,235,000 on March 30, 2026. The company is raising funds through crowdfunding platform Silicon Prairie Capital Partners, LLC under Regulation CF. The company will accept oversubscriptions, and the offering is expected to close by January 31, 2027.
Involio Inc. (3/31/26) - ROF - Venture - <5 Yrs Involio Inc. announced that it will receive $1,500,000 in funding on March 3, 2026. The company will issue Simple Agreement for Future Equity securities pursuant to exemption provided under Regulation D, with a minimum outside investment of $10,000. As of March 31, 2026, the company had received $1,300,000 in its first tranche from two investors.

Capital Markets Segmentation — Glossary:

Equity Capital Markets

Follow-on: A public issuance of additional shares by a listed company to raise capital.
Convertible: Issuing equity-linked securities that can convert into common shares, blending debt and equity.

Debt Capital Markets

Non-convertible Debt: Fixed-income securities issued to raise capital, without equity conversion.
Preferred Equity: Shares with fixed dividends and priority over common equity, without conversion.

Rounds of Funding

Early Stage - Pre-Seed: Early startup investment for ideation or initial setup.
Early Stage - Crowdfunding: Raising small capital amounts from many investors via online platforms.
Early Stage - Seed: Initial startup investment for product development or market entry.
Venture - <5 Yrs: Early-stage investment in startups less than five years old for growth.
Mature - >7 Yrs: Capital raised by established companies over seven years old for expansion.
Debt - Convertible: Private debt that converts to equity, often for startups.
Debt - Non-Convertible: Private debt financing that doesn’t convert to equity, funding operations.

Q1 2026 | Arizona Debt, Equity & Venture Capital Insights

Q2 2026 | Arizona M&A Insights

Q1 2026 | Arizona M&A Insights