2025 Year in Review | Arizona Debt, Equity & Venture Capital Insights
The information reflects transactions as reported, including deal descriptions, values, and statuses, but may contain gaps, such as undisclosed deal terms or financial metrics, which limit comprehensive analysis. While efforts have been made to ensure accuracy, users should consult primary sources or professional advisors for legal, financial, or strategic decisions. No warranties are made regarding the completeness or reliability of this data, and the provider assumes no liability for its use.
Arizona - Transaction Value and Count
Arizona — Overview
Arizona’s capital markets in 2025 reflected both scale and structural maturation, with 319 transactions generating approximately $24.8 billion in disclosed capital across debt, equity, and hybrid instruments. The year was defined not merely by cyclical access to capital, but by a deepening institutional integration of Arizona-based issuers into national and global financing markets. Activity ranged from early-stage venture financings to multi-billion-dollar public debt issuances, with the defining characteristic being the coexistence of large-cap public market depth alongside a rapidly expanding innovation ecosystem.
At the highest level, 2025 was fundamentally a debt and follow-on equity year. Non-convertible debt issuance alone totaled $13.427 billion across 29 transactions, while follow-on equity offerings generated $5.546 billion across 55 transactions. Preferred equity added $1.512 billion (6 deals), convertibles contributed $996 million (11 deals), and IPO activity reached $814 million (5 deals). This mix signals that Arizona issuers are operating within the same institutional capital framework as major coastal markets—utilizing unsecured notes, preferred structures, follow-ons, and convertibles typically associated with scaled, liquid, and well-covered credits and equities.
Beneath public markets, private capital formation remained broad and active. Non-convertible private debt totaled $755 million across 30 transactions, while mature private companies (>7 years) raised $623 million (19 deals). Venture activity was particularly notable by count: 76 early-stage (<5 years) financings totaling $115 million, 27 seed rounds totaling $113 million, and 18 Series A raises totaling $227 million. The coexistence of institutional-scale issuance and high-velocity venture formation underscores the layered nature of Arizona’s ecosystem.
Sector Composition: Where Capital Concentrated
On a disclosed-value basis, Industrials led all sectors in 2025, raising approximately $7.852 billion across 36 transactions. This reflects Arizona’s expanding footprint in advanced manufacturing, aerospace and defense adjacency, automation, and industrial services.
Technology, Media & Telecommunications followed at $4.370 billion across 56 transactions, the highest transaction count of any sector. The data reinforces Arizona’s emergence as a technology-enabled industrial hub rather than a secondary support market.
Capital formation across other major sectors was balanced and diversified:
Consumer: $3.783 billion (31 transactions)
Real Estate: $2.898 billion (11 transactions)
Energy & Utilities: $2.451 billion (11 transactions)
Financials: $2.429 billion (35 transactions)
Health Care: $391 million (32 transactions)
Materials: $321 million (32 transactions)
Unclassified: $266 million (75 transactions)
The breadth of participation across sectors indicates that Arizona’s capital markets are not concentrated in a single industry cycle. Instead, they reflect diversified economic drivers supported by institutional access.
Industry-Level Signals
Industry rollups further sharpen the picture of Arizona’s economic positioning:
Capital Goods: $6.650 billion (28 transactions)
Information Technology: $3.776 billion (44 transactions; 18.03% of total volume)
Retail: $2.711 billion (9 transactions)
Real Estate Management & Development: $2.198 billion (9 transactions)
Utilities: $1.844 billion (9 transactions)
Asset Management: $1.223 billion (10 transactions)
Metals & Mining: $292 million (26 transactions)
Financial Technology: $298 million (6 transactions)
Renewable Electricity: $607 million (2 transactions)
The prominence of Capital Goods and Information Technology reinforces the structural shift underway. Arizona is increasingly defined by advanced manufacturing, semiconductor adjacency, digital infrastructure, and technology-enabled enterprise platforms.
Structural Tailwinds: Arizona as a Technology-Industrial Hub
Arizona’s evolution is supported by structural catalysts rather than transient cycles. Most notably, the continued expansion of Taiwan Semiconductor Manufacturing Company’s Phoenix fabrication facilities has created an industrial gravity center. Semiconductor manufacturing drives second-order growth across specialty materials, precision tooling, cleanroom construction, automation systems, and energy infrastructure. The dominance of Industrials and Capital Goods in 2025 capital formation aligns directly with this dynamic.
Layered on top of semiconductor expansion is sustained investment in data centers and AI infrastructure, intensifying demand for power generation, grid modernization, cooling systems, and industrial construction. The scale of issuance across Energy & Utilities and Real Estate-related categories reflects this buildout.
Meanwhile, 56 TMT transactions and 44 Information Technology deals demonstrate that Arizona is producing scaled software and platform issuers capable of accessing institutional capital markets—not merely hosting satellite offices. The state’s technology growth is increasingly capital-intensive and balance-sheet supported.
2025 Capital Markets Characterization
Three defining themes emerged:
Institutional Scale — Multi-billion-dollar debt and equity issuances anchored total capital raised.
Diversified Sector Participation — Industrials, TMT, Consumer, Financials, and Energy all contributed meaningfully.
Formation Velocity — Early-stage and growth financings remained active beneath the public issuance layer.
Arizona in 2025 demonstrated not simply access to capital, but capital markets credibility. As semiconductor capacity expands, AI infrastructure demand accelerates, and supply-chain reshoring continues, the state appears positioned for further deepening of both scale and sophistication in its financing ecosystem.
Highlighted 2025 Arizona Capital Markets Transactions
PetSmart LLC — $1.95 billion — DCM Non-Convertible Debt
Large-scale refinancing reinforcing Arizona’s presence in national consumer platform capital markets.
Microchip Technology Incorporated — $1.49 billion — Preferred Equity
Semiconductor-aligned capital raise supporting balance sheet flexibility.
Opendoor Technologies Inc. — $1.18 billion — ECM Follow-On
Technology-enabled real estate platform accessing public growth capital.
StandardAero, Inc. — $1.01 billion — ECM Follow-On
Aerospace and defense-adjacent financing reflecting Arizona’s advanced manufacturing depth.
Axon Enterprise, Inc. — $1.00 billion — DCM Non-Convertible Debt
Public safety technology leader strengthening financial flexibility.
Gen Digital Inc. — $950 million — DCM Non-Convertible Debt
Cybersecurity platform reinforcing Arizona’s software ecosystem.
StandardAero, Inc. — $840 million — ECM Follow-On
Additional capital formation highlighting sustained aerospace investor demand.
Republic Services, Inc. — $700 million — DCM Non-Convertible Debt
Infrastructure financing aligned with demographic and industrial expansion.
Arizona — X / Y Plot By Sector: ECM, DCM and ROF (Venture Capital)
Reflects ECM, DCM and ROF datasets
Equity Capital Markets: Monthly Aggregate Transaction Value and Transaction Count
Debt Capital Markets: Monthly Aggregate Transaction Value and Transaction Count
Rounds of Funding (Venture Capital): Monthly Aggregate Transaction Value and Transaction Count
Arizona — Capital Markets Segmentation
Reflects ECM, DCM and ROF datasets
Arizona — Sector Breakdown
Reflects ECM, DCM and ROF datasets
Second Level Primary Industry Breakdown
Reflects ECM, DCM and ROF datasets
Arizona — Capital Markets Deal Summaries
1. ProcureNetworks, Inc. (1/1/25) - ROF - Early Stage - Pre-Seed
ProcureNetworks, Inc. announced a ROF - Early Stage - Pre-Seed funding round on 1/1/25 for initiatives in the interactive media and services sector. This capital will be used to enhance market presence and operational scale. The total transaction value is $0.3 million.
2. Equipifi, Inc. (1/3/25) - ROF - Debt - Non-Convertible
Equipifi, Inc. announced that it will receive $3,000,000 in funding on December 20, 2024.
3. Dyper P.B.C. (1/7/25) - ROF - Venture - Series A
DYPER Inc. announced that it will issue 5,364,095 series A-1 preferred shares at a price of $2.4634 per share and 12,685,847 series A-2 preferred shares at a price of $1.9707 per share for gross proceeds of $38,213,910 in funding on December 23, 2024. The total transaction value for this deal is $38.2 million.
4. Mother Road Brewing Company (1/8/25) - ROF - Early Stage - Crowdfunding
Mother Road Brewing Company announced a private placement of minimum of 250 class B common shares and maximum of 1,152,761 class B common shares at a price of $2.62 per share for minimum gross proceeds of $250 and maximum gross proceeds of $1,152,761 on January 8, 2025. The company is raising funding through crowd-funding platform StartEngine Primary, LLC. The total transaction value for this deal is $1.2 million.
5. Delta Development Team, Inc. (1/9/25) - ROF - Venture - Series A
Delta Development Team, Inc. announced that it will issue 800,000 Series A3 Preferred Stock at an issue price of $2.31 for gross proceeds of $1,848,000 on December 16, 2024.
6. 2393PR-NJ LLC (1/10/25) - ROF - Debt - Non-Convertible
2393PR-NJ LLC announced that it will receive $5,000,000 in funding on January 9, 2025. The company will issue non convertible debt in the transaction.
7. Nevoa Life Sciences Holdings, Inc. (1/13/25) - ROF - Mature - >7 Yrs
Nevoa Life Sciences Holdings, Inc. announced that it will receive $5,900,051 in funding on December 19, 2024.
8. TriStar Gold, Inc. (1/13/25) - ECM - Follow-on
TriStar Gold, Inc. announces a non-brokered private placement of 11,538,461 shares at a price of CAD 0.13 per share for gross proceeds of CAD 1,499,999.93 on January 13, 2025. The total transaction value for this deal is $0.6 million.
9. TriStar Gold, Inc. (1/13/25) - ECM - Follow-on
TriStar Gold, Inc. announces a non-brokered private placement of 11,538,461 shares at a price of CAD 0.13 per share for gross proceeds of CAD 1,499,999.93 on January 13, 2025.
10. Solera Health, Inc. (1/14/25) - ROF - Growth - Series E
Solera Health, Inc. announced that it will receive $39,999,999.29 in a round of funding on December 20, 2024. The total transaction value for this deal is $40.0 million.
11. Applied Energetics, Inc. (1/15/25) - ECM - Follow-on
Applied Energetics, Inc announced a private placement of 6,405,666 shares of its common stock, par value, $0.001 per share,(or pre-funded warrants in lieu thereof) to a group of new and existing accredited investors at a purchase price of $0.75 per share (or $0.749 per pre-funded warrant in lieu thereof) for a gross proceeds $4,804,249.5 on January 14, 2025. The pre-funded warrants are exercisable immediately upon issuance at a price of $0.001 per share until exercised in full but may not be executed in any amount which would cause the holder thereof to beneficially own 5% or more of the company’s common stock. The total transaction value for this deal is $4.8 million.
12. GT Medical Technologies, Inc. (1/16/25) - ROF - Growth - Series D
GT Medical Technologies, Inc. announced that it will receive $43,955,887.075 in funding on December 23, 2024. The total transaction value for this deal is $53.3 million.
13. Photon Medical Communications, Inc. (1/21/25) - ROF - Mature - >7 Yrs
Photon Medical Communications, Inc. announced that it will receive $600,000 in funding on January 9, 2025.
14. ServerLIFT LLC (1/21/25) - ROF - Mature - >7 Yrs
ServerLIFT Corporation announced that it has received a round of funding on January 21, 2025. The transaction included participation from new investors, American Pacific Group, L.P.
15. MyLand Company, Inc. (1/28/25) - ROF - Venture - Series B
MyLand Company, Inc. announced a ROF - Venture - Series B funding round on 1/28/25 for initiatives in the fertilizers and agricultural chemicals sector. This capital will be used to enhance market presence and operational scale. The total transaction value is $23.0 million.
16. Zenith Semiconductor Corporation (1/29/25) - ROF - Early Stage - Seed
Zenith Semiconductor Corporation announced a ROF - Early Stage - Seed funding round on 1/29/25 for initiatives in the unclassified sector. This capital will be used to enhance market presence and operational scale.
17. 4607OBA-MD, LLC (1/30/25) - ROF - Debt - Non-Convertible
4607Oba-Md, Llc announced that it will receive $5,500,000 in funding on October 3, 2024. The company will issue debt in the transaction. The total transaction value for this deal is $5.3 million.
18. Hamilton Distillers Group, Inc. (1/31/25) - ROF - Debt - Non-Convertible
Hamilton Distillers Group, Inc. announced that it will receive $1,200,000 in funding on January 16, 2025.
19. MVP Kids Media, LLC (1/31/25) - ROF - Venture - <5 Yrs
MVP Kids Media, LLC announced that it has received $25,000 in funding on January 31, 2025. The company issued membership units in the transaction pursuant to exemption provided under Regulation D, Rule 506(b). The total transaction value for this deal is $0.0 million.
20. Desert Mountain Energy Corp. (2/4/25) - ECM - Follow-on
Desert Mountain Energy Corp. announced a non-brokered private placement to issue 8,000,000 units at issue price of CAD 0.25 per unit for gross proceeds of CAD 2,000,000 on February 4, 2025.
21. Desert Mountain Energy Corp. (2/4/25) - ECM - Follow-on
Desert Mountain Energy Corp. announced a non-brokered private placement to issue 8,000,000 units at issue price of CAD 0.25 per unit for gross proceeds of CAD 2,000,000 on February 4, 2025. The total transaction value for this deal is $0.0 million.
22. Desert Mountain Energy Corp. (2/4/25) - ECM - Follow-on
Desert Mountain Energy Corp. announced a non-brokered private placement to issue 8,000,000 units at issue price of CAD 0.25 per unit for gross proceeds of CAD 2,000,000 on February 4, 2025.
23. Desert Mountain Energy Corp. (2/4/25) - ECM - Follow-on
Desert Mountain Energy Corp. announced a non-brokered private placement to issue 8,000,000 units at issue price of CAD 0.25 per unit for gross proceeds of CAD 2,000,000 on February 4, 2025. The total transaction value for this deal is $0.4 million.
24. Ink'd Greetings, Inc. (2/4/25) - ROF - Venture - <5 Yrs
Ink'd Greetings, Inc announced that it will receive $1,099,995 in funding on January 21, 2025. The company will issue common shares in the transaction. The total transaction value for this deal is $1.1 million.
25. Applied Energetics, Inc. (2/6/25) - ECM - Follow-on
Applied Energetics, Inc. announced a private placement with individual purchasers to issue 1,600,000 common share at issue price of $0.75 per share for gross proceeds of $1,200,000 and pre-funded common stock purchase warrants at issue price of $0.749 on February 6, 2025. The total transaction value for this deal is $1.2 million.
26. FBC Holding, Inc. (2/6/25) - ECM - Follow-on
The Company is offering for sale a maximum of 3,000,000,000 shares of its common stock, at a fixed price of $0.00015 per share. This offering is being conducted on a best-efforts basis, which means that there is no minimum number of Offered Shares that must be sold by us for this offering. The total transaction value for this deal is $0.5 million.
27. The Alkaline Water Company Inc. (2/6/25) - ECM - Follow-on
The Alkaline Water Company Inc. announced a private placement of 94,300,000 shares of Common Stock at price $0.1591 for gross proceeds $1,500,313 on February 6, 2025. The total transaction value for this deal is $1.5 million.
28. Neon Studios Inc. (2/10/25) - ROF - Venture - <5 Yrs
Neon Studios Inc. announced that it will receive $5,000,000 in funding on January 23, 2025. The company will issue Simple Agreement for Future Equity in the transaction.
29. Purity Resource, Inc. (2/10/25) - ROF - Debt - Convertible
PURITY RESOURCE, INC. announced that it will receive $3,000,000 in funding on January 29, 2025.
30. RokPaper Packaging (2/10/25) - ROF - Debt - Non-Convertible
RokPaper Packaging announced that it will receive $3,000,000 in funding on January 29, 2025. The company will issue convertible note in the transaction.
31. Trinity Capital Inc. (2/10/25) - DCM - Preferred Equity
The company sale agreement with B. Riley Securities, Inc., as sales agent and/or principal thereunder , relating to (i) our 7.875% Notes Due March 2029 (the "March 2029 Notes") and (ii) our 7.875% Notes Due September 2029 on February 10, 2025. The total transaction value for this deal is $25.4 million.
32. Trinity Capital Inc. (2/10/25) - DCM - Preferred Equity
The company sale agreement with B. Riley Securities, Inc., as sales agent and/or principal thereunder , relating to (i) our 7.875% Notes Due March 2029 (the "March 2029 Notes") and (ii) our 7.875% Notes Due September 2029 on February 10, 2025.
33. Trinity Capital Inc. (2/10/25) - DCM - Non-convertible Debt
The company sale agreement with B. Riley Securities, Inc., as sales agent and/or principal thereunder , relating to (i) our 7.875% Notes Due March 2029 (the "March 2029 Notes") and (ii) our 7.875% Notes Due September 2029 on February 10, 2025.
34. Trinity Capital Inc. (2/10/25) - DCM - Preferred Equity
The company sale agreement with B. Riley Securities, Inc., as sales agent and/or principal thereunder , relating to (i) our 7.875% Notes Due March 2029 (the "March 2029 Notes") and (ii) our 7.875% Notes Due September 2029 on February 10, 2025. The total transaction value for this deal is $0.3 million.
35. Trinity Capital Inc. (2/10/25) - DCM - Preferred Equity
The company sale agreement with B. Riley Securities, Inc., as sales agent and/or principal thereunder , relating to (i) our 7.875% Notes Due March 2029 (the "March 2029 Notes") and (ii) our 7.875% Notes Due September 2029 on February 10, 2025. The total transaction value for this deal is $0.1 million.
36. Trinity Capital Inc. (2/10/25) - DCM - Non-convertible Debt
The company sale agreement with B. Riley Securities, Inc., as sales agent and/or principal thereunder , relating to (i) our 7.875% Notes Due March 2029 (the "March 2029 Notes") and (ii) our 7.875% Notes Due September 2029 on February 10, 2025. The total transaction value for this deal is $3.4 million.
37. Trinity Capital Inc. (2/10/25) - DCM - Non-convertible Debt
The company sale agreement with B. Riley Securities, Inc., as sales agent and/or principal thereunder , relating to (i) our 7.875% Notes Due March 2029 (the "March 2029 Notes") and (ii) our 7.875% Notes Due September 2029 on February 10, 2025. The total transaction value for this deal is $2.6 million.
38. Trinity Capital Inc. (2/10/25) - DCM - Non-convertible Debt
The company sale agreement with B. Riley Securities, Inc., as sales agent and/or principal thereunder , relating to (i) our 7.875% Notes Due March 2029 (the "March 2029 Notes") and (ii) our 7.875% Notes Due September 2029 on February 10, 2025. The total transaction value for this deal is $0.3 million.
39. Trinity Capital Inc. (2/10/25) - DCM - Preferred Equity
The company sale agreement with B. Riley Securities, Inc., as sales agent and/or principal thereunder , relating to (i) our 7.875% Notes Due March 2029 (the "March 2029 Notes") and (ii) our 7.875% Notes Due September 2029 on February 10, 2025. The total transaction value for this deal is $1.4 million.
40. Trinity Capital Inc. (2/10/25) - DCM - Non-convertible Debt
The company sale agreement with B. Riley Securities, Inc., as sales agent and/or principal thereunder , relating to (i) our 7.875% Notes Due March 2029 (the "March 2029 Notes") and (ii) our 7.875% Notes Due September 2029 on February 10, 2025. The total transaction value for this deal is $0.5 million.
41. Trinity Capital Inc. (2/10/25) - DCM - Non-convertible Debt
The company sale agreement with B. Riley Securities, Inc., as sales agent and/or principal thereunder , relating to (i) our 7.875% Notes Due March 2029 (the "March 2029 Notes") and (ii) our 7.875% Notes Due September 2029 on February 10, 2025. The total transaction value for this deal is $0.4 million.
42. Ivanhoe Electric Inc. (2/11/25) - ECM - Follow-on
The Company is offering Units Each Consisting of One Share of Common Stock and One Warrant to Purchase One Share of Common Stock. The Company have granted the underwriters an option to purchase up to an additional 1,538,461 Units, comprised of 1,538,461 additional shares of our common stock and 1,538,461 additional Warrants, representing 15% of the number of Units sold under the offering. The total transaction value for this deal is $69.0 million.
43. Justpoint Inc. (2/12/25) - ROF - Venture - Series A
Justpoint Inc. announced that it will issue 7,491,941 series A preferred shares at issue price of $2.00215 per share for the gross proceeds $14,999,989.67315; 8,312,889 series A-2 preferred shares at issue price of $3.60885 per share for the gross proceeds $29,999,969.46765, for aggregate gross proceeds of $44,999,959.1408 in funding on January 28, 2025. The total transaction value for this deal is $45.0 million.
44. Sol Nutrition, Inc. (2/12/25) - ROF - Venture - <5 Yrs
Sol Nutrition, Inc. announced that it has raised equity funding from new investor Youtech & Associates Inc.
45. Gen Digital Inc. (2/13/25) - DCM - Non-convertible Debt
Gen Digital Inc. announced a DCM - Non-convertible Debt funding round on 2/13/25 for initiatives in the systems software sector. This capital will be used to enhance market presence and operational scale. The total transaction value is $950.0 million.
46. The Alkaline Water Company Inc. (2/13/25) - ECM - Follow-on
The Alkaline Water Company Inc. announced the signing of a Letter of Intent with FZA Note Buyers LLC to issue of 34,000,000 shares of Common Stock subject to a 12-month lock-up period on February 13, 2025.
47. Tucson Electric Power Company (2/18/25) - DCM - Non-convertible Debt
The expenses of the offering, not including the underwriting discount, are estimated to be $755,000 and are payable by them. Interest on the notes will be payable semi-annually on April 15 and October 15 of each year, commencing October 15, 2025 Settlement Date is February 21, 2025. The total transaction value for this deal is $300.0 million.
48. CIRCLE STONE CAPITAL INVESTMENT PARTNERS II, LLC (2/19/25) - ROF - Venture - <5 Yrs
CIRCLE STONE CAPITAL INVESTMENT PARTNERS II, LLC announced that it will receive $10,000,000 in funding on February 5, 2025. The company will issue membership units in the transaction.
49. Phoenix Electronic Business Solutions LLC (2/19/25) - ROF - Mature - >7 Yrs
Systrends USA announced that it has raised a round of funding on February 19, 2025. The transaction included participation from new investor Bristlecone Companies.
50. Purity Resource, Inc. (2/25/25) - ROF - Debt - Convertible
Purity Resource, Inc. announced that it will receive $3,000,000 in funding on February 21, 2025. The company will issue convertible debt in the transaction.
51. Integro Bancorp, Inc (2/26/25) - ROF - Venture - <5 Yrs
Integro Bank announced that it will receive $6,000,000 in funding on February 26, 2025. The company will issue convertible preferred stock in the transaction.
52. Iveda Solutions, Inc. (2/27/25) - ECM - Follow-on
The Agent will be entitled to compensation at a commission rate of 3% of the gross sales price of all shares sold in accordance with the terms of the Sales Agreement. The Company’s common stock, par value $0.00001 per share (the “Common Stock”), having an aggregate offering price of up to $5,082,431 (the “ATM Offering”).
53. Meritage Homes Corporation (2/27/25) - DCM - Non-convertible Debt
Meritage Homes Corporation, a Maryland corporation is the issuer. The notes will be guaranteed by substantially all of subsidiaries. The total transaction value for this deal is $500.0 million.
54. RePower Electric Corp. (2/27/25) - ROF - Early Stage - Seed
RePower Electric Corp. announced that it will receive $3,000,000 in funding on January 15, 2025. The total transaction value for this deal is $4.2 million.
55. HRR Marketing Services LLC (3/1/25) - ROF - Early Stage - Pre-Seed
HRR Marketing Services LLC announced a ROF - Early Stage - Pre-Seed funding round on 3/1/25 for initiatives in the unclassified sector. This capital will be used to enhance market presence and operational scale.
56. Gunnison Copper Corp. (3/3/25) - ECM - Follow-on
Gunnison Copper Corp announced a non-dilutive financing with Nuton LLC for gross proceeds $3,000,000 on March 3, 2025. The total transaction value for this deal is $3.0 million.
57. Liberty Star Uranium & Metals Corp. (3/4/25) - ECM - Follow-on
Liberty Star Uranium & Metals Corp entered into subscription agreement of 3,080,670 shares of its common stock, par value $0.00001 at price $0.09 per share for gross proceeds $2,77,260.3 on February 26, 2025. The transaction includes participation from Pete O’Heeron, Chairman of the Board, Treasurer, Secretary & Director of the Company.The units offered under the Agreement were issued in reliance upon an exemption from registration provided by Section 4(2) of the Securities Act of 1933 and/or Regulation D promulgated thereunder.
58. Arizona Mountain Vineyard Lot One, LLC (3/5/25) - ROF - Venture - <5 Yrs
Arizona Mountain Vineyard Lot One, LLC announced that it will receive $800,000 in funding on March 5, 2025. The company will issue membership units in the transaction.
59. Axon Enterprise, Inc. (3/5/25) - DCM - Non-convertible Debt
The sale of the Notes is expected to close on March 11, 2025. The 2030 Notes will bear interest at a rate of 6.125% per year, payable semiannually in arrears on March 15 and September 15 of each year, beginning on September 15, 2025. The total transaction value for this deal is $1,000.0 million.
60. Axon Enterprise, Inc. (3/5/25) - DCM - Non-convertible Debt
The company intends to offer, subject to market and other conditions, $1,500.0 million aggregate principal amount of senior notes, comprising senior notes due 2030 (the "2030 Notes") and senior notes due 2033 The 2033 Notes will bear interest at a rate of 6.250% per year, payable semiannually in arrears on March 15 and September 15 of each year, beginning on September 15, 2025. The total transaction value for this deal is $750.0 million.
61. Coastal Capital Lending LLC (3/5/25) - ROF - Debt - Non-Convertible
Coastal Capital Lending LLC announced that it will receive $5,000,000 in funding on February 26, 2025. The company will issue non convertible debt in the transaction.
62. CoNest Investments LLC (3/5/25) - ROF - Venture - <5 Yrs
CoNest Investments LLC announced that it will receive $5,000,000 in funding on March 5, 2025. The company will issue common stock in the transaction.
63. CND Life Sciences, Inc. (3/6/25) - ROF - Venture - Series A
CND Life Sciences, Inc. that it will issue 2,166,710 series A3 preferred shares at an issue price of $3.8239 per share for gross proceeds of $8,285,282.37 on February 27, 2025. The total transaction value for this deal is $9.8 million.
64. Wildcard Stat Trade Inc. (3/6/25) - ROF - Venture - <5 Yrs
Wildcard Stat Trade Inc. announced that it will receive $560,000 in funding on February 14, 2025.
65. Adageis, LLC (3/7/25) - ROF - Early Stage - Seed
Adageis, LLC announced that it has raised $2 million in a round of funding on March 7, 2025. The total transaction value for this deal is $2.0 million.
66. Legacy EV, LLC (3/7/25) - ROF - Venture - <5 Yrs
Legacy EV, LLC announced that it will receive $3,655,000 in funding on March 1, 2025. The company will issue membership units in the transaction.
67. The Rustik Companies, LLC (3/10/25) - ROF - Early Stage - Crowdfunding
Rustik Companies, LLC announced a private placement transaction with minimum gross proceeds of $45,000 and maximum gross proceeds of $93,000 on March 10, 2025. The company is raising funding through crowd-funding platform Honeycomb Portal LLC. The total transaction value for this deal is $0.1 million.
68. Arevon Energy, Inc. (3/11/25) - ROF - Debt - Non-Convertible
Arevon Energy, Inc. announced a ROF - Debt - Non-Convertible funding round on 3/11/25 for initiatives in the renewable electricity sector. This capital will be used to enhance market presence and operational scale. The total transaction value is $509.0 million.
69. POS Systems, Inc. (3/11/25) - ECM - Follow-on
A maximum of 1,500,000 units at an offering price of $5.00 USD per Unit, each Unit being comprised of three shares of common stock, $.0001 par value per shares of the Company; and one Common Share purchase warrant to purchase one additional Common Share each (a “Warrant Share”) at an exercise price of $3.00 USD per share, expiring April 13, 2026; exercise period following the date of issuance of the Warrant, as described in the Warrant Agreement. The Units, the Common Shares and Warrants are being offered pursuant to Regulation A of Section 3(b) of the Securities Act for Tier 2 offerings Currently, the company is not registered on any market or public stock exchange. The total transaction value for this deal is $7.5 million.
70. 19N Partners LLC (3/12/25) - ROF - Venture - <5 Yrs
19N Partners LLC announced that it will receive $15,000,000 in funding on March 12, 2025. The company will issue membership units in the transaction.
71. Alaska Silver Corp. (3/12/25) - ROF - Debt - Non-Convertible
Western Alaska Minerals Corp. announced that it intends to complete an unsecured loan transaction with certain lenders for aggregate principal amount of up to CAD 1,726,920 on March 12, 2025. The total transaction value for this deal is $0.8 million.
72. Fold Holdings, Inc. (3/12/25) - ECM - Follow-on
Fold Holdings, Inc. announced that it has entered into a securities purchase agreement with SATS Credit Fund LP to issue convertible note at principal amount of $46,300,000 for gross proceeds of $46,300,000 on March 6, 2025. The total transaction value for this deal is $46.3 million.
73. Happy Monday, Inc. (3/12/25) - ROF - Early Stage - Seed
Happy Monday, Inc. announced a ROF - Early Stage - Seed funding round on 3/12/25 for initiatives in the application software sector. This capital will be used to enhance market presence and operational scale.
74. PropertyFi Inc. (3/12/25) - ROF - Early Stage - Seed
PropertyFi Inc. announced that it will issue 117,000 series seed preferred shares at issue price of $128.21 per share for the gross proceeds $15,000,570 in funding on January 21, 2025. The total transaction value for this deal is $15.0 million.
75. Williams Scotsman Inc. (3/12/25) - DCM - Non-convertible Debt
The notes are guaranteed on a senior secured basis by each of WSI’s direct and indirect domestic subsidiaries. Issue Date is March 26, 2025 Pricing Date is March 12, 2025 YTM is 6.625% T-Spread is 2.535%. The total transaction value for this deal is $500.0 million.
76. Savvy Trader, Inc. (3/14/25) - ROF - Early Stage - Seed
Savvy Trader, Inc. announced that it will issue 85,500,000 series seed preferred shares at issue price of $0.047386 per share for the gross proceeds of $4,051,503 on February 28, 2025. The total transaction value for this deal is $2.0 million.
77. 3WIN Corp. (3/17/25) - ROF - Debt - Non-Convertible
3WIN Corp. announced that it will receive $1,000,000 in funding on March 17, 2025.
78. Conscious Gear Llc (3/17/25) - ROF - Early Stage - Pre-Seed
Conscious Gear Llc announced a ROF - Early Stage - Pre-Seed funding round on 3/17/25 for initiatives in the unclassified sector. This capital will be used to enhance market presence and operational scale.
79. Republic Services, Inc. (3/17/25) - DCM - Non-convertible Debt
Trade Date is March 17, 2025. Settlement Date is March 24, 2025. The total transaction value for this deal is $700.0 million.
80. Republic Services, Inc. (3/17/25) - DCM - Non-convertible Debt
Interest on the Notes will be payable semi-annually January 15 and July 15, beginning July 15, 2025. Trade date is on March 17, 2025. The total transaction value for this deal is $500.0 million.
81. SinglePoint Inc. (3/17/25) - ECM - Convertible
SinglePoint Inc. entered into a securities purchase agreement with returning investor GHS Investments, LLC for issuance of 281 Series C Convertible Preferred Stock at a price of $1,000 per share for gross proceeds of $281,000 on February 14, 2025. The total transaction value for this deal is $0.3 million.
82. Mobivity Holdings Corp. (3/18/25) - ECM - Convertible
Mobivity Holdings Corp. entered into a convertible promissory note purchase agreement with four accredited investors, including Thomas B. The total transaction value for this deal is $2.0 million.
83. Grasshopper Kids Inc. (3/19/25) - ROF - Debt - Convertible
Grasshopper Kids Inc. announced that it will receive $1,000,000 in funding on March 4, 2025.
84. Microchip Technology Incorporated (3/19/25) - DCM - Preferred Equity
The company is offering 27,000,000 depositary shares (“Depositary Shares”), each of which represents a 1/20th interest in a share of the Issuer’s 7.50% Series A Mandatory Convertible Preferred Stock. Each share of Mandatory Convertible Preferred Stock has a liquidation preference of $1,000 (and, correspondingly, each Depositary Share represents a liquidation preference of $50). The total transaction value for this deal is $1,485.0 million.
85. Store Capital LLC (3/19/25) - DCM - Non-convertible Debt
Pricing Date is March 19, 2025. The offering is expected to close on March 25, 2025, subject to customary closing conditions. The total transaction value for this deal is $350.0 million.
86. AZJAH31 LLC (3/20/25) - ROF - Venture - <5 Yrs
AZJAH31 LLC announced that it will receive $5,501,636 in funding on February 5, 2025. The company will issue membership units in the transaction. The total transaction value for this deal is $5.5 million.
87. ECA Roofing Roll Up 1 LLC (3/20/25) - ROF - Venture - <5 Yrs
ECA Roofing Roll Up 1 LLC announced that it will receive $600,000 in funding on March 20, 2025. The company will issue common stock in the transaction.
88. Engage3 Holdings, Inc. (3/20/25) - ROF - Venture - <5 Yrs
Engage3 Holdings, Inc. announced that it will receive $3,500,000 in funding on February 18, 2025.
89. ZRMC Operating, LLC (3/20/25) - ROF - Venture - <5 Yrs
ZRMC Operating, LLC announced that it will receive $21,800,000 in funding on March 5, 2025. The company will issue common stock in the transaction.
90. Kirkland Holdings, LLC (3/24/25) - ROF - Venture - <5 Yrs
Kirkland Holdings, LLC announced that it will receive $1,050,000 in funding on March 24, 2025. The company will issue convertible preferred stock in the transaction. The total transaction value for this deal is $1.1 million.
91. Quantum Integrated Solutions, Inc. (3/24/25) - ROF - Early Stage - Pre-Seed
Quantum Integrated Solutions, Inc. announced a ROF - Early Stage - Pre-Seed funding round on 3/24/25 for initiatives in the construction and engineering sector. This capital will be used to enhance market presence and operational scale.
92. StandardAero, Inc. (3/24/25) - ECM - Follow-on
The common stock is listed on the NYSE under the symbol “SARO.” Rod Miller of Milbank LLP acting as legal counsel for the underwriters. Patrick H. The total transaction value for this deal is $1,008.0 million.
93. Global Water Resources, Inc. (3/25/25) - ECM - Follow-on
Common stock is listed on the Nasdaq Global Market under the symbol “GWRS.” The company granted the Underwriters an option to buy up additional shares of our common stock , underwriters may exercise this option at any time, in whole or in part, during the 30-day period after the date of the underwriting agreement. The company anticipates using the net proceeds from the offering to fund acquisitions and for working capital and other general corporate purposes. The total transaction value for this deal is $32.2 million.
94. CaliberCos Inc. (3/26/25) - ECM - Follow-on
CaliberCos Inc. entered into a securities purchase agreement with Mast Hill Fund, L.P.
95. Conquer Padel Holdings LLC (3/26/25) - ROF - Venture - <5 Yrs
Conquer Padel Holdings LLC announced that it has raised $1.1 million in the round of funding in January 2025.
96. Gunnison Copper Corp. (3/26/25) - ECM - Follow-on
Gunnison Copper Corp. announces a non brokered private placement to issue minimum of 6,666,700 and up to a maximum of 22.94 million units at a price of $0.03 per unit for aggregate gross proceeds of a minimum of $2,000,010 and up to a maximum of $6,882,000. The total transaction value for this deal is $5.2 million.
97. Aeroblox Inc. (3/27/25) - ROF - Venture - <5 Yrs
Aeroblox Inc. announced that it will receive $1,000,000 in funding on March 10, 2025. The total transaction value for this deal is $1.0 million.
98. Oxygen4Life, Inc. (3/27/25) - ROF - Early Stage - Crowdfunding
Oxygen4Life, Inc. announced a private placement of minimum of 812 common shares at a price of $11.91 per common share for gross proceeds of $10,009.40 and maximum of 10,411 common shares at a price of $11.91 per common share for gross proceeds of $123,995.78 on March 27, 2025. The total transaction value for this deal is $0.1 million.
99. Terkel Inc. (3/27/25) - ROF - Venture - <5 Yrs
Terkel, Inc. announced that it will receive $400,000 in funding on March 12, 2025.
100. Conquer Padel Holdings LLC (3/29/25) - ROF - Venture - <5 Yrs
Conquer Padel Holdings LLC announced that it has received $15million in a round of funding on March 29, 2025. The total transaction value for this deal is $15.0 million.
101. Pinnacle West Capital Corporation (3/31/25) - ECM - Follow-on
The company entered into an Equity Distribution Agreement (with BofA Securities, Inc., Barclays Capital Inc., J.P. Morgan Securities LLC, Mizuho Securities USA LLC, MUFG Securities Americas Inc., TD Securities (USA) LLC, Truist Securities, Inc. The total transaction value for this deal is $49.5 million.
102. FMTG Corp (4/1/25) - ROF - Early Stage - Seed
FMTG Corp announced a ROF - Early Stage - Seed funding round on 4/1/25 for initiatives in the unclassified sector. This capital will be used to enhance market presence and operational scale.
103. Picard Medical, Inc. (4/1/25) - ECM - IPO
The Offering is being conducted on a firm commitment basis. The company has agreed to pay an underwriter commission of up to 7.00%. The total transaction value for this deal is $19.6 million.
104. Source Global, PBC (4/3/25) - ROF - Growth - Series C
SOURCE Global, PBC announced that it will raise $87,899,998 in a round of funding on February 25, 2025. The company will issue will issue 114,730,537 Series C Preferred Stock at an issue price of $0.766143 per share. The total transaction value for this deal is $87.9 million.
105. HFO Sun Theory SPV, LLC (4/4/25) - ROF - Venture - <5 Yrs
HFO Sun Theory SPV, LLC announced that it will receive $3,800,000 in funding on March 28, 2025. The company will issue membership units in the transaction.
106. Flora Surfaces Inc. (4/7/25) - ROF - Mature - >7 Yrs
Flora Surfaces Inc. announced that it has received a round of funding from new investor Capital Q Ventures on April 7, 2025.
107. Fusion Orthopedics USA, LLC (4/8/25) - ROF - Debt - Non-Convertible
Fusion Orthopedics USA, LLC announced that it will receive $5,000,000 in funding on April 8, 2025. The company will issue non convertible debt in the transaction.
108. Simplifyance Inc. (4/8/25) - ROF - Venture - Series A
Simplifyance Inc. announced that it will issue 3,274,035 series A-1 preferred shares of par value $0.0001 per share at an issue price of $0.3374 per share for gross proceeds of $1,104,659.409, 3,437,648 series A-2 preferred shares at an issue price of $0.4218 per share for gross proceeds of $1,449,999.9264, and 2,003,606 series A-3 preferred shares at an issue price of $0.4991 per share for gross proceeds of $999,999.7546, for aggregate gross proceeds of $3,554,659.09 on March 21, 2025. The total transaction value for this deal is $3.6 million.
109. NCS Engineers, LLC (4/10/25) - ROF - Mature - >7 Yrs
NCS Engineers, LLC announced that it has received a round of funding on April 10, 2025. The transaction included participation from the new investor Clairvest Equity Partners VII, a fund managed by Clairvest Group Inc.
110. Magic Cactus Co Inc. (4/14/25) - ROF - Debt - Non-Convertible
Magic Cactus Co Inc. announced that it will receive $1,500,000 in funding on March 28, 2025. The total transaction value for this deal is $1.0 million.
111. Wealth, Inc. (4/16/25) - ROF - Venture - Series A
Wealth, Inc. announced that it will receive $8,198,500 in a round of funding on April 1, 2025. The total transaction value for this deal is $8.2 million.
112. CaliberCos Inc. (4/17/25) - ECM - Follow-on
The Company is offering units. Each Unit consists of one share of its Class A common stock, and one right to acquire one-fifth (1/5th) of one share of Class A common stock. The total transaction value for this deal is $0.9 million.
113. Apex Motor Club (4/18/25) - ROF - Venture - <5 Yrs
Apex Motor Club announced that it has received $30 million in a round of funding on April 18, 2025. The transaction included participation from new investor, RJT Capital partner. The total transaction value for this deal is $30.0 million.
114. Just Call Me Shirley, LLC (4/24/25) - ROF - Early Stage - Crowdfunding
Just Call Me Shirley, LLC announced a private placement of minimum of 50,000 non-convertible debt and maximum of 123,000 a minimum gross proceeds of $50,000 and maximum gross proceeds of $123,000 on April 24, 2025. The company is raising funding through crowd-funding platform Honeycomb Portal LLC. The total transaction value for this deal is $0.1 million.
115. Purity Resource, Inc. (4/24/25) - ROF - Early Stage - Seed
Purity Resource, Inc. announced a ROF - Early Stage - Seed funding round on 4/24/25 for initiatives in the semiconductor materials and equipment sector. This capital will be used to enhance market presence and operational scale. The total transaction value is $0.7 million.
116. Ron Turley Associates, Inc. (4/24/25) - ROF - Venture - Series A
Ron Turley Associates Inc. announced that it has received a round of funding led by new investor, Susquehanna Growth Equity, LLC on April 24, 2025.
117. Fusion Energy Solutions, Inc. (4/25/25) - ROF - Mature - >7 Yrs
Fusion Energy Solutions, Inc. announced that it will receive $25,000 in funding on February 19, 2025. The total transaction value for this deal is $0.0 million.
118. LV Portland LLC (5/1/25) - ROF - Venture - <5 Yrs
LV Portland LLC announced that it will receive $1,500,000 in funding on March 6, 2025. The company will issue membership units in the transaction.
119. Annapolis Self Storage Partners, LLC (5/5/25) - ROF - Debt - Non-Convertible
Annapolis Self Storage Partners, LLC announced that it will receive $3,500,000 in funding on March 25, 2025. The company will issue non convertible debt in the transaction.
120. Digital Asset Management (5/5/25) - ROF - Debt - Non-Convertible
Digital Asset Management announced that it will receive $100 million in a round of funding on May 5, 2025. The company will receive debt in the transaction.
121. HHAI, LLC (5/6/25) - ROF - Venture - <5 Yrs
Hhai announced that it will receive $35,000 in funding on March 10, 2025. The company will issue membership units in the transaction. The total transaction value for this deal is $0.0 million.
122. TriStar Gold, Inc. (5/8/25) - ECM - Follow-on
TriStar Gold, Inc. announced that it has entered into a letter agreement with Paradigm Capital Inc. The total transaction value for this deal is $7.3 million.
123. ARC Tempe Tech Investor, LLC (5/9/25) - ROF - Venture - <5 Yrs
ARC Tempe Tech Investor, LLC announced that it will receive $5,000,000 in funding on May 9, 2025. The company will issue common stock in the transaction.
124. Brookstone VC Simplifyance, LLC (5/9/25) - ROF - Venture - <5 Yrs
Brookstone VC Simplifyance, LLC announced that it will receive $1,500,000 in funding on March 11, 2025. The company will issue common stock in the transaction. The total transaction value for this deal is $1.5 million.
125. Opendoor Technologies Inc. (5/9/25) - ECM - Convertible
Opendoor Technologies Inc. announced that it has entered into privately negotiated exchange and subscription agreements with certain holders of the Company and new investors, pursuant to which the Company will issue 0.25% Convertible Senior Notes due 2026 for the aggregate principal amount of $245,800,000 and 7.000% Convertible Senior Notes due 2030 for the aggregate principal amount of $79,200,000 for the aggregate gross proceeds of up to $325,000,000 on May 8, 2025. The total transaction value for this deal is $325.0 million.
126. Pinnacle West Capital Corporation (5/12/25) - DCM - Non-convertible Debt
Shirley A. Baum (Senior Vice President and General Counsel) is acting as Legal Advisor. The total transaction value for this deal is $400.0 million.
127. Uplinq, Inc. (5/12/25) - ROF - Venture - Series A
Uplinq, Inc.announced that it will raise $10,000,534 in funding on April 30, 2025. The company will issue 59,027,811 Series A-1 Preferred Stock at an issue price of $0.1288 per share,19,605,496 Series A-2 Preferred Stock at an issue price of $0.1233 per share. The total transaction value for this deal is $10.0 million.
128. Fusion Energy Solutions, Inc. (5/14/25) - ROF - Debt - Convertible
Fusion Energy Solutions, Inc. announced that it will receive $12,000,000 in a round of funding on May 8, 2025.
129. Toro Management LLC (5/15/25) - ROF - Growth - Series 5-7 Yrs
Toro Management LLC announced that it will receive $1,500,000 in funding on April 30, 2025. The company will issue common stock in the transaction.
130. Mohave Verde Metals LLC (5/19/25) - ROF - Venture - <5 Yrs
Mohave Verde Metals LLC announced that it will receive $20,000,000 in funding on May 19, 2025. The company will issue common stock in the transaction.
131. StandardAero, Inc. (5/19/25) - ECM - Follow-on
The Selling Stockholders expect to grant the underwriters a 30-day option to purchase up to an aggregate of 4,500,000 additional shares of Common Stock. The Company have agreed to reimburse the underwriters for certain of our expenses up to $30,000. The total transaction value for this deal is $840.0 million.
132. Centuri Holdings, Inc. (5/20/25) - ECM - Follow-on
The selling stockholder has granted the underwriters an option to purchase up to an aggregate of 1,350,000 additional shares from the selling stockholder at the public offering price in this offering, less the underwriting discounts and commissions, for a period of 30 days following the date of this prospectus supplement. The company common stock is listed on the New York Stock Exchange (the “NYSE”) under the symbol “CTRI.” The Offering is expected to close on May 22, 2025. The total transaction value for this deal is $181.1 million.
133. Consumer Cellular, Inc. (5/21/25) - ROF - Mature - >7 Yrs
Consumer Cellular, Inc. announced a ROF - Mature - >7 Yrs funding round on 5/21/25 for initiatives in the wireless telecommunication services sector. This capital will be used to enhance market presence and operational scale. The total transaction value is $525.0 million.
134. Zoca Technologies Inc. (5/21/25) - ROF - Early Stage - Seed
Zoca Technologies Inc. announced that it has raised $6 million in a round of funding led by new investor Accel Partners on May 21, 2025. The total transaction value for this deal is $6.0 million.
135. Caliber HS Georgetown Fundco LLC (5/22/25) - ROF - Venture - <5 Yrs
Caliber HS Georgetown FundCo, LLC announced that it will receive $8,000,000 in funding on May 22, 2025. The company will issue common stock in the transaction.
136. GF Health Services LLC (5/23/25) - ROF - Early Stage - Seed
Geviti announced that it has received $8.5 million in a round of funding on May 23, 2025. The transaction included participation from strategic investors, including family offices and professionals from the healthcare industry.
137. Arevon Energy, Inc. (5/28/25) - ROF - Mature - >7 Yrs
Arevon Energy, Inc. announced a ROF - Mature - >7 Yrs funding round on 5/28/25 for initiatives in the renewable electricity sector. This capital will be used to enhance market presence and operational scale. The total transaction value is $98.0 million.
138. Liberty Star Uranium & Metals Corp. (5/28/25) - ECM - Follow-on
Liberty Star Uranium & Metals Corp. announced that it has entered into a securities purchase agreement to issue 3,190,718 units at a price of $0.0742 for the gross proceeds of $236,751.2756 on May 27, 2025. The total transaction value for this deal is $0.2 million.
139. My Stepping Stone, Inc. (5/28/25) - ROF - Early Stage - Seed
My Stepping Stone, Inc. announced that it will receive $550,000 in funding on May 20, 2025. The total transaction value for this deal is $0.6 million.
140. Vontive, Inc. (5/29/25) - ROF - Mature - >7 Yrs
Vontive, Inc. announced that it has received in an equity round of funding on May 29, 2025.
141. Martone St., LLC (5/30/25) - ROF - Venture - <5 Yrs
Martone St., LLC announced that it will receive $1,500,000 in funding on May 8, 2025. The company will issue common stock in the transaction. The total transaction value for this deal is $1.5 million.
142. Sion Power Corporation (5/31/25) - ROF - Mature - >7 Yrs
Sion Power Corporation announced that it has issued common shares and convertible notes in round of funding on January 15, 2025. The transaction included participation from new returning Euclidean Capital LLC and Bricks Capital Management.
143. HVAC QuotePro (6/1/25) - ROF - Early Stage - Pre-Seed
HVAC QuotePro announced a ROF - Early Stage - Pre-Seed funding round on 6/1/25 for initiatives in the unclassified sector. This capital will be used to enhance market presence and operational scale. The total transaction value is $0.1 million.
144. ARM5 Holdings, Inc. (6/3/25) - ROF - Venture - <5 Yrs
ARM5 Holdings, Inc. announced that it will receive $7,600,000 in funding on March 14, 2025.
145. Black Rock Nutraceuticals, Inc. (6/4/25) - ROF - Early Stage - Seed
Black Rock Nutraceuticals, Inc. announced that it will issue 93,951,044 series seed preferred shares at an issue price of $0.069 per share for gross proceeds of $6,482,622 on April 29, 2025. The total transaction value for this deal is $6.5 million.
146. T&R Recovery Group (6/4/25) - ROF - Growth - Series 5-7 Yrs
T&R Recovery Group announced that it has received a round of funding from the new investors, Cyprium SBIC I LP, a fund managed by Cyprium Investment Partners LLC and GP Capital Partners, LP, a fund managed by Genesis Park Management LLC on June 4, 2025. The company has issued common shares and debt in the transaction.
147. Estaca 1992, LLC (6/5/25) - ROF - Venture - <5 Yrs
Estaca 1992, LLC announced that it will receive $900,000 in funding on April 30, 2025. The company will issue common stock in the transaction.
148. Litco Legal Support Organization (6/5/25) - ROF - Mature - >7 Yrs
Litco Legal Support Organization announced that it has received investment in a round of funding from new investor Canadian Business Growth Fund, LP on June 5, 2025. The company issued common shares in the transaction.
149. Shilo Ai, Inc. (6/6/25) - ROF - Early Stage - Seed
Shilo Ai Inc announced that it has issued 2,598,452 series seed-1 preferred shares at an issue price of $0.8659 per share for gross proceeds of $2,249,999.5868, 541,355 series seed-2 preferred shares at an issue price of $0.6927 per share for gross proceeds of $374,996.6085 and 32,996 series seed-3 preferred shares at an issue price of $0.6061 per share for gross proceeds of $19,998.8756, for aggregate gross proceeds of $2,644,995.0709 on June 6, 2025. The shares are issued at $0.00001 par value per share. The total transaction value for this deal is $2.6 million.
150. Cray Pay, Inc. (6/9/25) - ROF - Early Stage - Seed
Cray Pay, Inc. announced that it will issue 246,887 series seed-1 preferred shares at issue price of $4.95048 per share for the gross proceeds $1,222,209.15576; 352,714 series seed-2 preferred shares at issue price of $9.90095 per share for the gross proceeds $3,492,203.6783; 87,044 series seed-3 preferred shares at issue price of $12.37619 per share for the gross proceeds $1,077,273.08236; 388,074 series seed-4 preferred shares at issue price of $24.75 per share for the gross proceeds $9,604,831.5; 829,161 series seed-5 preferred shares at issue price of $4.95 per share for the gross proceeds $4,104,346.95; 417,593 series seed-6 preferred shares at issue price of $10 per share for the gross proceeds $4,175,930; 28,939 series seed-7 preferred shares at issue price of $7 per share for the gross proceeds $202,573; 166,667 series seed-8 preferred shares at issue price of $30 per share for the gross proceeds $5,000,010, for aggregate gross proceeds of $28,879,377.366420 in funding on December 31, 2024. The total transaction value for this deal is $33.8 million.
151. Equipifi, Inc. (6/9/25) - ROF - Venture - <5 Yrs
Equipifi, Inc. announced that it will receive $2,500,000 in funding on June 3, 2025.
152. HealthyU Family Medicine, LLC (6/10/25) - ROF - Venture - <5 Yrs
HealthyU Family Medicine, LLC announced that it will receive $20,000,000 in funding on May 27, 2025. The company will issue membership units in the transaction.
153. TYB Technologies, LLC (6/11/25) - ROF - Venture - Series A
TYB Technologies, LLC announced a ROF - Venture - Series A funding round on 6/11/25 for initiatives in the interactive media and services sector. This capital will be used to enhance market presence and operational scale. The total transaction value is $11.0 million.
154. ViiT Health Inc (6/11/25) - ROF - Early Stage - Crowdfunding
Viit Health Inc announced a private placement of minimum of 50,000 convertible preferred shares and maximum of 111,308 convertible preferred shares at a price of $1 per safe security for minimum gross proceeds of $50,000 and maximum gross proceeds of $111,308 on June 11, 2025. The company is raising funding through crowd-funding platform Wefunder Portal LLC. The total transaction value for this deal is $0.6 million.
155. Enhanced Ultrasound Inc (6/13/25) - ROF - Venture - <5 Yrs
Enhanced Ultrasound Inc announced that it will receive $150,000 in funding on May 16, 2025. The company will issue common stock in the transaction. The total transaction value for this deal is $0.2 million.
156. RunBuggy OMI, Inc. (6/13/25) - ROF - Debt - Non-Convertible
RunBuggy OMI, Inc., announced that it will receive $3,000,000 in funding on June 9, 2025. The company will issue non convertible debt in the transaction. The total transaction value for this deal is $3.0 million.
157. Gold Road Mine Inc (6/14/25) - ROF - Early Stage - Seed
Gold Road Mine Inc announced that it has received CAD 3 million in a round of funding on June 14, 2025. The transaction included participation from new investor Gold Road Inc.. The total transaction value for this deal is $2.2 million.
158. Centuri Holdings, Inc. (6/16/25) - ECM - Follow-on
The common stock is listed on the New York Stock Exchange (the “NYSE”) under the symbol “CTRI.” The selling stockholder has also granted the underwriters a 30-day option to purchase up to an additional 1,462,500 shares of common stock. The Offering is expected to close on June 18, 2025. The total transaction value for this deal is $232.7 million.
159. Fold Holdings, Inc. (6/17/25) - ECM - Follow-on
Fold Holdings, Inc. announced that it has entered into an equity purchase facility agreement with an unrelated third party accredited investor, pursuant to which the Investor committed to purchase, subject to certain conditions and limitations, up to $250,000,000 in newly issued shares of the company’s common stock, par value $0.0001 per share on June 16, 2025. The total transaction value for this deal is $250.0 million.
160. Haven Rio LLC (6/18/25) - ROF - Venture - <5 Yrs
Haven Rio LLC announced that it will receive $6,000,000 in funding on June 4, 2025. The company will issue common stock in the transaction.
161. Fusion Energy Solutions, Inc. (6/20/25) - ROF - Mature - >7 Yrs
Fusion Energy Solutions, Inc. announced that it will receive $130,000 in funding on June 18, 2025. The total transaction value for this deal is $0.1 million.
162. SolarWindow Technologies, Inc. (6/20/25) - ECM - Follow-on
SolarWindow Technologies, Inc. announced that it has entered into a subscription agreement to issue 12,580,646 units at an issue price of $0.31 per unit for gross proceeds of $3,900,000 on June 16, 2025. The total transaction value for this deal is $3.9 million.
163. Not Wood, Inc. (6/24/25) - ROF - Venture - <5 Yrs
Not Wood, Inc. announced that it will receive $5,000,000 in funding on May 12, 2025. The total transaction value for this deal is $5.0 million.
164. Trinity Capital Inc. (6/26/25) - DCM - Non-convertible Debt
Interest will be payable semi-annually in arrears January 3 and July 3, commencing January 3, 2026. Yield to maturity on the notes is 7.00%. The total transaction value for this deal is $125.0 million.
165. Breksey, Inc. (6/30/25) - ROF - Early Stage - Pre-Seed
Breksey announced that it has received $200,000 in a round of funding on April 29, 20025. The transaction included participation from new investor Antler Innovation Pte. The total transaction value for this deal is $0.2 million.
166. Supersede (7/1/25) - ROF - Early Stage - Seed
Supersede announced that it has received $5 million in a round of funding on July 1, 2025. The company has issued convertible debt in the transaction. The total transaction value for this deal is $5.0 million.
167. Maui Imaging, Inc. (7/3/25) - ROF - Growth - Series D
Maui Imaging, Inc. announced that it will issue 2,807,018 series D-1 preferred shares at issue price of $2.85 per share for the gross proceeds $8,000,001.3; 3,726,084 series D-2 preferred shares at issue price of $1.85 per share for the gross proceeds $6,893,255.4; 1,276,532 series D-3 preferred shares at issue price of $2.42 per share for the gross proceeds $3,089,207.44, for aggregate gross proceeds of $17,982,464.14 in funding on May 22, 2025. The total transaction value for this deal is $14.7 million.
168. Gunnison Copper Corp. (7/7/25) - ECM - Follow-on
Gunnison Copper Corp announced a non brokered private placement to issue 16,666,700 units at an issue price of CAD 0.30 for the proceeds of CAD 5,000,010 on July 7, 2025. Each unit will consist of one common share and one common share purchase warrant. The total transaction value for this deal is $6.3 million.
169. ALTR FLTR Inc. (7/9/25) - ROF - Early Stage - Seed
ALTR FLTR Inc. announced that it has received $5 million in a round of funding led by Demeter Investment Managers on July 9, 2025. The total transaction value for this deal is $5.0 million.
170. Neuron Sports Ventures, Inc. (7/11/25) - ROF - Venture - <5 Yrs
Neuron Sports Ventures, Inc. announced that it will receive $100,000 in funding on June 4, 2025. The total transaction value for this deal is $0.1 million.
171. evolvedMD, LLC (7/14/25) - ROF - Venture - Series B
evolvedMD, LLC announced that it has issued 14,389,707 Series B Preferred Shares at an issue price of $2.3628 per share for gross proceeds of $34,000,000 on July 14, 2025. The shares are issued at $0.00001 par value per share. The total transaction value for this deal is $34.0 million.
172. MP Distro LLC (7/14/25) - ROF - Venture - <5 Yrs
MP Distro LLC announced that it will receive $25,000,000 in funding on June 25, 2025. The company will issue common stock in the transaction. The total transaction value for this deal is $25.0 million.
173. Notary Everyday Inc. (7/14/25) - ROF - Early Stage - Pre-Seed
Notary Everyday Inc. announced a ROF - Early Stage - Pre-Seed funding round on 7/14/25 for initiatives in the unclassified sector. This capital will be used to enhance market presence and operational scale. The total transaction value is $0.3 million.
174. ShiftUp Inc. (7/15/25) - ROF - Early Stage - Seed
ShiftUp Inc. announced that it will receive $2,300,000 in funding on May 25, 2025. The total transaction value for this deal is $3.0 million.
175. Osaic Holdings, Inc. (7/17/25) - DCM - Non-convertible Debt
Interest on the notes semi-annually in cash in arrears on August 1 and February 1 of each year, beginning on February 1, 2026. The notes will be guaranteed, jointly and severally, by each of OSHI’s domestic restricted subsidiaries that currently guarantee our Senior Secured Credit Facilities (as defined herein) and that will guarantee our New Senior Secured Credit Facilities. The total transaction value for this deal is $520.0 million.
176. Osaic Holdings, Inc. (7/17/25) - DCM - Non-convertible Debt
Interest on the notes semi-annually in cash in arrears on August 1 and February 1 of each year, beginning on February 1, 2026. The notes will be guaranteed, jointly and severally, by each of OSHI’s domestic restricted subsidiaries that currently guarantee our Senior Secured Credit Facilities (as defined herein) and that will guarantee our New Senior Secured Credit Facilities. The total transaction value for this deal is $400.0 million.
177. Upland Self Storage Partners, LLC (7/17/25) - ROF - Debt - Non-Convertible
Upland Self Storage Partners, LLC announced that it will receive $7,000,000 in funding on July 11, 2025. The company will issue non convertible debt in the transaction.
178. Mister Sparky Franchising SPE LLC (7/21/25) - ROF - Venture - <5 Yrs
Mister Sparky announced that it has raised a round of funding on July 21, 2025. The transaction included participation from new investors, CSFC Management Company LLC and Atticus Franchise Group, LLC
179. SupplyWolf Inc. (7/21/25) - ROF - Venture - <5 Yrs
SupplyWolf Inc. announced that it will receive $1,000,000 in funding on July 8, 2025.
180. Nuclearn Inc. (7/22/25) - ROF - Venture - Series A
Nuclearn Inc. announced that it will issue 10,622,289 Series A Preferred Stock at an issue price of $1.1297 for gross proceeds of $11,999,999.88, for aggregate gross proceeds of $11,999,999.88 on July 22, 2025. The total transaction value for this deal is $10.6 million.
181. Signing Day Sports, Inc. (7/22/25) - ECM - Follow-on
Signing Day Sports, Inc announced a private placement and entered into a purchase agreement with Helena Global Investment Opportunities 1 Ltd pursuant to which the company will issue Common Shares of the company having par value $0.0001 for aggregate proceeds of up to $10,000,000 on July 21, 2025. The company will pay $25,000 as due diligence and legal fees on behalf of the Investor. The total transaction value for this deal is $10.1 million.
182. Unlock Technologies, Inc. (7/23/25) - ROF - Growth - Series 5-7 Yrs
Unlock Technologies, Inc. announced that it has entered into share purchasing agreement with D2 Asset Management, LP for $250 million on July 23, 2025. The total transaction value for this deal is $250.0 million.
183. Offerpad Solutions Inc. (7/24/25) - ECM - Follow-on
The closing of the Offerings are expected to occur on or about July 25, 2025, subject to the satisfaction of customary closing conditions. The company is concurrently offering private placement, the Company also agreed to issue to the same investor warrants to purchase up to 1,428,571 shares of its common stock (the "Common Warrants"). The total transaction value for this deal is $6.0 million.
184. MBCA, Inc. (7/25/25) - ROF - Debt - Non-Convertible
MBCA, Inc. announced that it will receive $2,200,000 in funding on June 30, 2025.
185. GACW Incorporated (7/28/25) - ROF - Early Stage - Crowdfunding
GACW Incorporated announced a private placement of minimum of 2,666 common stock and maximum of 862,474 common stock at a price of $3.5 per common stock for minimum gross proceeds of $10,003 and maximum gross proceeds of $3,234,277.5 on July 28, 2025. The company is raising funding through crowd-funding platform, StartEngine Primary, LLC. The total transaction value for this deal is $3.2 million.
186. Outfront Health, LLC (8/1/25) - ROF - Early Stage - Pre-Seed
Outfront Health, LLC announced a ROF - Early Stage - Pre-Seed funding round on 8/1/25 for initiatives in the unclassified sector. This capital will be used to enhance market presence and operational scale.
187. Mobivity Holdings Corp. (8/5/25) - ECM - Convertible
Mobivity Holdings Corp. announced that it has entered into a convertible promissory note purchase agreement with two accredited investors and/or their affiliates, Thomas B. The total transaction value for this deal is $3.4 million.
188. Menos AI INC. (8/6/25) - ROF - Early Stage - Seed
Menos AI INC announced that it has received $5.2 million in a round of funding led by new investor prominent Silicon Valley family offices and venture capital firms on August 6, 2025.
189. Centuri Holdings, Inc. (8/7/25) - ECM - Follow-on
The selling stockholder has also granted the underwriters a 30 days from the date of this prospectus to exercise this option to purchase additional 2,250,000 shares of common stock. The underwriters fully exercised their option to purchase 2,250,000 shares on August 11, 2025. The total transaction value for this deal is $336.4 million.
190. Freefall Aerospace, Inc. (8/8/25) - ROF - Early Stage - Seed
Freefall Aerospace, Inc. announced that it will issue 6,447,796 series last stage seed-1 preferred shares at issue price of $0.6211 per share for the gross proceeds $4,004,726.0956 in funding on June 20, 2025. The total transaction value for this deal is $4.0 million.
191. PetSmart LLC (8/8/25) - DCM - Non-convertible Debt
The company together with its wholly owned subsidiary, PetSmart Finance Corp announced that it has priced an offering of USD 750 million aggregate principal amount of 10% senior Unsecured notes due September 15,2033. The sale of the Notes is expected to close on or about August 18,2025,subject to customary closing conditions. The total transaction value for this deal is $750.0 million.
192. PetSmart LLC (8/8/25) - DCM - Non-convertible Debt
The company together with its wholly owned subsidiary, PetSmart Finance Corp announced that it has priced an offering of USD 1,950 million aggregate principal amount of 7.5% senior first lien notes due 2032. The sale of the notes is expected to close on or about August 18,2025, subject to customary closing conditions. The total transaction value for this deal is $1,950.0 million.
193. AZJAH33 LLC (8/11/25) - ROF - Venture - <5 Yrs
AZJAH33 LLC announced that it will receive $277,537 in funding on April 30, 2025. The company will issue common stock in the transaction. The total transaction value for this deal is $0.3 million.
194. Arizona Public Service Company (8/12/25) - DCM - Non-convertible Debt
Interest on the reopened 2034 notes is payable semi-annually in arrears on February 15 and August 15 of each year, beginning on February 15, 2026. Shirley A. The total transaction value for this deal is $250.0 million.
195. Arizona Public Service Company (8/12/25) - DCM - Non-convertible Debt
Interest on the reopened 2034 notes is payable semi-annually in arrears on February 15 and August 15 of each year, beginning on February 15, 2026. Shirley A. The total transaction value for this deal is $700.0 million.
196. 537 Higley Llc (8/13/25) - ROF - Venture - <5 Yrs
537 Higley Llc announced that it will receive $800,000 in funding on July 30, 2025. The company will issue common shares in the transaction. The total transaction value for this deal is $0.8 million.
197. Carlisle Companies Incorporated (8/13/25) - DCM - Non-convertible Debt
Interest on the Notes will be payable semi-annually, on each March 15 and September 15, commencing March 15, 2026. The company expects the offering to close on August 20, 2025, subject to customary closing conditions. The total transaction value for this deal is $500.0 million.
198. Carlisle Companies Incorporated (8/13/25) - DCM - Non-convertible Debt
Interest on the notes will be payable Semi-annually, on Each March 15 and September 15, commencing March 15, 2026. The company expects the offering to close on August 20, 2025, subject to customary closing conditions. The total transaction value for this deal is $500.0 million.
199. Liberty Star Uranium & Metals Corp. (8/13/25) - ECM - Convertible
Liberty Star Uranium & Metals Corp. announced it has entered into a Securities Purchase Agreement pursuant to which the Company issued a convertible promissory note in the principal amount of $137,500 which includes an original issue discount of 10% for gross proceeds of $125,000 on August 7, 2025. The total transaction value for this deal is $0.1 million.
200. Vigilantex, Inc. (8/13/25) - ROF - Debt - Non-Convertible
VigilanteX, Inc. announced that it will receive $5,000,000 in funding on June 20, 2025.
201. Black Rock Coffee Bar, Inc. (8/18/25) - ECM - IPO
The Company intend to list its Class A common stock on the Nasdaq Global Market on September 12, 2025 under the symbol “BRCB”. The underwriters have reserved up to 5% of the shares of Class A common stock to be issued by the company and offered by this prospectus for sale, at the initial public offering price, to certain friends and family members of Co-Founders. The total transaction value for this deal is $338.2 million.
202. Trimaxian - SMH LLC (8/18/25) - ROF - Venture - <5 Yrs
Trimaxian - SMH LLC announced that it will receive $10,000,000 in funding on August 18, 2025. The company will issue common stock in the transaction.
203. InfiniCell Energy, Inc. (8/19/25) - ROF - Early Stage - Crowdfunding
InfiniCell Energy, Inc. announced a private placement of minimum of 300,000 SAFE securities and maximum of 1,000,000 SAFE securities at a price of $1 per safe security for minimum gross proceeds of $300,000 and maximum gross proceeds of $1,000,000 on August 19, 2025. The total transaction value for this deal is $1.0 million.
204. ALPHA CO Land Holdings, LLC (8/21/25) - ROF - Venture - <5 Yrs
ALPHA CO Land Holdings, LLC announced that it will receive $1,000,000 in funding on April 10, 2025. The company will issue common stock in the transaction.
205. Alpine Maryland, LLC (8/22/25) - ROF - Venture - <5 Yrs
Alpine Maryland, LLC announced that it will receive $1,300,000 in funding on July 29, 2025. The company will issue common stock in the transaction. The total transaction value for this deal is $1.3 million.
206. CustomerInsights.AI, Inc. (8/22/25) - ROF - Debt - Non-Convertible
Ai Customerinsights Inc, announced that it has received a round of funding on August 22, 2025. The transaction included participation from new lender Cypress Growth Capital, LLC.
207. 216 Pharmacy Corp. (8/25/25) - ECM - Follow-on
The Maximum offering amount 10,000,000 shares at $1.50 per share, or $15,000,000. This Offering will terminate 180 days from the day the Offering is qualified or the date on which the maximum offering amount is sold. The total transaction value for this deal is $15.0 million.
208. OXbyEL Technologies, Inc. (8/26/25) - ROF - Debt - Convertible
OXbyEL Technologies announced that it will receive $100,000 in funding on August 22, 2025. The company will issue Convertible Note in the transaction. The total transaction value for this deal is $0.1 million.
209. Cartel Coffee Lab, LLC (8/27/25) - ROF - Early Stage - Crowdfunding
Cartel Coffee Lab, LLC announced a private placement of minimum of 2,000 class B common stock and maximum of 247,000 class B common shares at a price of $5 per class B common share for minimum gross proceeds of $10,000 and maximum gross proceeds of $1,235,000 on August 27, 2025. The company is raising funding through crowd-funding platform Start Engine Primary, LLC. The total transaction value for this deal is $1.2 million.
210. 286300NY59-NY, LLC (8/28/25) - ROF - Debt - Non-Convertible
286300NY59-NY, LLC announced that it will receive $5,500,000 in funding on August 14, 2025. The company will issue non convertible debt in the transaction.
211. Journey Medical Corporation (8/28/25) - ECM - Follow-on
The compensation to the Agents for sales of common stock sold pursuant to the Sales Agreement will be an amount equal to 3.0% of the gross proceeds of any shares of common stock sold under the Sales Agreement. As of September 30, 2025, the company have not issued any shares under the Sales Agreement.
212. Offerpad Solutions Inc. (8/28/25) - ECM - Follow-on
The company have entered into a sales agreement with Jefferies, under which it may offer and sell up to $100,000,000 of shares of Class A common stock from time to time through Jefferies acting as agent. The company will pay Jefferies a commission equal to 3.0% of the aggregate gross proceeds receive from each sale of shares of Class A common stock. The total transaction value for this deal is $100.0 million.
213. RideNow Group, Inc. (8/28/25) - ROF - Debt - Non-Convertible
RideNow Group, Inc. announced that it has issued separate unsecured subordinated promissory notes for gross proceeds of approximately $10.0 million on August 25, 2025.
214. Azara Tempe Holdings, LLC (8/29/25) - ROF - Venture - <5 Yrs
Azara Tempe Holdings, LLC announced that it will receive $5,000,000 in funding on August 29, 2025. The company will issue Membership Units in the transaction.
215. Liberty Star Uranium & Metals Corp. (8/29/25) - ECM - Convertible
Liberty Star Uranium & Metals Corp announced that it has completed a private placement and entered into a purchase agreement pursuant to which it issued Unsecured convertible promissory note in the principal amount of $137,500 for aggregate proceeds of $125,000 on August 25, 2025. The Note was issued at a discount of 9.09%, carries an Interest rate of 8% and matures in one year from the date of agreement. The total transaction value for this deal is $0.1 million.
216. Phoenix Education Partners, Inc. (8/29/25) - ECM - IPO
The Company intend to list Common Stock on NYSE on October 09, 2025 under the symbol “PXED”. The selling stockholders have granted to the underwriters an option, exercisable for 30 days from the date of this prospectus, to purchase up to 637,500 additional shares of common stock at the public offering price listed on the cover page of this prospectus, less underwriting discounts and commissions. The total transaction value for this deal is $156.4 million.
217. Pinnacle West Capital Corporation (8/31/25) - ECM - Follow-on
On August 2025, the company entered into forward sale agreement of 543,001 shares at an issue price of $91.21 for gross proceeds of $49,527,121. The total transaction value for this deal is $49.5 million.
218. Avnet, Inc. (9/2/25) - ECM - Convertible
The company expects to grant to the initial purchasers of the Notes an option to purchase up to an additional $75.0 million aggregate principal amount of the Notes, for settlement within a 13-day period beginning on, and including, the first date on which the Notes are issued. The company also granted the initial purchasers of the Notes an option to purchase up to an additional $100.0 million aggregate principal amount of the Notes, for settlement within a 13-day period beginning on, and including, the first date on which the Notes are issued. The total transaction value for this deal is $650.0 million.
219. Centuri Holdings, Inc. (9/3/25) - ECM - Follow-on
The Offering is expected to close on September 5, 2025. The total transaction value for this deal is $536.3 million.
220. ACES Diagnostics, Inc. (9/4/25) - ROF - Venture - <5 Yrs
ACES Diagnostics, Inc. announced a ROF - Venture - <5 Yrs funding round on 9/4/25 for initiatives in the health care equipment sector. This capital will be used to enhance market presence and operational scale.
221. Central RoRo, LLC (9/4/25) - ECM - Follow-on
The company have granted an average blended broker-dealer commission of 2%. . The total transaction value for this deal is $75.0 million.
222. Amkor Technology, Inc. (9/8/25) - DCM - Non-convertible Debt
The offering is expected to close on September 22, 2025. Interest will be payable semi-annually at a rate of 5.875% per annum on April 1 and October 1 of each year, commencing on April 1, 2026. The total transaction value for this deal is $500.0 million.
223. RefAssured, Inc. (9/8/25) - ROF - Early Stage - Seed
RefAssured, Inc. announced that it will issue 1,732,866 Series Seed-1 Preferred Stock at an issue price of $1.92167 per share for a gross proceeds of $3,329,997 in funding on August 27, 2025. The total transaction value for this deal is $3.3 million.
224. AZLL LLC (9/10/25) - ROF - Debt - Non-Convertible
AZLL, LLC announced a private placement on August 19, 2025. The transaction included participation from new lender, Royal Business Bank.
225. Lee Lee Oriental Supermart, Inc. (9/10/25) - ROF - Debt - Non-Convertible
Lee Lee Oriental Supermart, Inc. announced a private placement on August 19, 2025.
226. Opendoor Technologies Inc. (9/10/25) - ECM - Follow-on
Opendoor Technologies Inc. entered into stock purchase agreement for issuance of 6,165,412 common shares at a price of $6.65 per share for gross proceeds of $40,999,989.8 on September 10, 2025. The total transaction value for this deal is $41.0 million.
227. My Hotsheet, Inc. (9/11/25) - ROF - Venture - <5 Yrs
My Hotsheet, Inc announced that it will receive $500,000 in funding on July 22, 2025. The company will issue SAFE (Simple Agreement for Future Equity) in the transaction.
228. Alaska Silver Corp. (9/12/25) - ECM - Follow-on
Each Unit consisting of one subordinate voting shares and one warrant. Daniel M. The total transaction value for this deal is $13.8 million.
229. Arizona Boutique Stays Limited Partnership (9/15/25) - ROF - Venture - <5 Yrs
Arizona Boutique Stays Limited Partnership announced that it will receive $540,000 in funding on September 8, 2025. The company will issue common stock in the transaction.
230. DMD Systems Recovery Inc. (9/15/25) - ROF - Mature - >7 Yrs
DMD Systems Recovery Inc. announced that it has received funding on September 15, 2025.
231. Harquahala Valley Landowners LLC (9/16/25) - ROF - Venture - <5 Yrs
Harquahala Valley Landowners LLC announced that it has received $ in funding on September 16, 2025. The company issued common stock in the transaction.
232. Mindset Medical, Inc. (9/16/25) - ROF - Venture - Series A
Mindset Medical, Inc. announced that it will issue 1,1449,498 series AA-1 preferred stock at an issue price of $0.4367per share for a gross proceeds of $4,999,995.7766 in funding on September 3, 2025. The total transaction value for this deal is $5.0 million.
233. Nulli Secundus Health Inc. (9/16/25) - ROF - Venture - Series A
Nulli Secundus Health Inc. announced that it will issue 4,573,100 Series A Preferred Stock at an issue price of $2.1867 per share for gross proceeds of $9,999,997.77 on September 16, 2025. The total transaction value for this deal is $10.0 million.
234. SoulArt Inc (9/16/25) - ROF - Early Stage - Seed
SoulArt Inc announced that it has received funding led by new investor Mashup Ventures on September 16, 2025. As a part of the transaction, Park Eunwoo, partner at Mashup Ventures led this transaction.
235. CaliberCos Inc. (9/17/25) - ECM - Follow-on
The company have entered into the Sales Agreement with R.F. Lafferty & Co., Inc.
236. REMLink, Inc. (9/18/25) - ROF - Venture - <5 Yrs
Remlink, Inc. announced that it will receive $500,000 in funding on September 18, 2025.
237. MVP Kids Media, LLC (9/19/25) - ROF - Early Stage - Crowdfunding
MVP Kids Media, LLC announced that it will issue minimum 6667 Class C common stock and maximum of 133,334 Class C Common Stock at a price of $1.50 per Class C Common Stock for minimum gross proceeds of $10,000.50 and maximum gross proceeds of $200,001 on September 19, 2025. The company will accept oversubscriptions in the transaction on first-come, first-served basis. The total transaction value for this deal is $0.2 million.
238. MVP Kids Media, LLC (9/19/25) - ROF - Venture - <5 Yrs
MVP Kids Media, LLC announced that it has received $15,000 in funding on August 1, 2025. The company issued membership units in the transaction pursuant to exemption provided under Regulation D, Rule 506(b). The total transaction value for this deal is $0.0 million.
239. Liberty Star Uranium & Metals Corp. (9/22/25) - ECM - Convertible
Liberty Star Uranium & Metals Corp announced that it has completed a private placement and entered into a purchase agreement pursuant to which it issued Unsecured Convertible Promissory Note in the principal amount of $74,250 for aggregate proceeds of $67,500 on September 18, 2025. The Note was issued at a discount of 10%, carries an Interest rate of 8% and matures in one year from the date of agreement. The total transaction value for this deal is $0.1 million.
240. HealthyU Family Medicine Holdings, LLC (9/23/25) - ROF - Venture - <5 Yrs
HealthyU Family Medicine Holdings, LLC announced that it will receive $20,000,000 in funding on September 13, 2025. The company will issue common stock in the transaction.
241. Precision Epigenomics Inc. (9/23/25) - ROF - Debt - Non-Convertible
Precision Epigenomics Inc announced that it will receive $2,000,000 in funding on June 30, 2025. The company will issue non convertible debt in the transaction.
242. Rise Over Run LLC (9/23/25) - ROF - Early Stage - Crowdfunding
Rise Over Run LLC announced a private placement of promissory note securities for minimum gross proceeds of $100,000 and maximum gross proceeds of $1,000,000 on September 23, 2025. The company is raising funding through crowd-funding platform NSSC Funding Portal, LLC. The total transaction value for this deal is $1.0 million.
243. RunBuggy OMI, Inc. (9/23/25) - ROF - Venture - Series B
RunBuggy OMI, Inc. announced that it will issue 8,355,161 Series B Preferred Stock at an issue price of $4.4284 for gross proceeds of $36,999,994.97, 855,738 Series B-1 Preferred Stock at an issue price of $3.5427 for gross proceeds of $3,031,623.01, for aggregate gross proceeds of $40,031,617.99 on September 17, 2025. The total transaction value for this deal is $37.0 million.
244. Airobes, LLC (9/24/25) - ROF - Debt - Convertible
Airobes, LLC announced that it will receive $250,000 in funding on September 12, 2025. The company will issue convertible debt in the transaction. The total transaction value for this deal is $0.1 million.
245. NantQ, Inc. (9/24/25) - ROF - Venture - Series A
NantQ, Inc. announced that it will issue 750,000 series A preferred shares at issue price of $6.6667 per share for the gross proceeds $5,000,025 in funding on September 23, 2025. The total transaction value for this deal is $5.0 million.
246. Red Rock Telecommunications, Inc. (9/25/25) - ROF - Venture - Series A
Red Rock Telecommunications, Inc. announced that it will receive $10,000,000 in funding on September 10, 2025.
247. Fusion Energy Solutions, Inc. (9/26/25) - ROF - Mature - >7 Yrs
Fusion Energy Solutions, Inc. announced that it will receive $60,000 in funding on September 22, 2025. The total transaction value for this deal is $0.1 million.
248. CISO Global Inc. (9/29/25) - ECM - Convertible
CISO Global Inc. announced that it has entered into a Preferred Equity Purchase Agreement with B. The total transaction value for this deal is $15.0 million.
249. Pinnacle West Capital Corporation (9/30/25) - ECM - Follow-on
On September 2025, the company entered into forward sale agreement of 558,622 shares at an issue price of $88.69 for gross proceeds of $ 49,544,185. The total transaction value for this deal is $49.5 million.
250. Flora Surfaces Inc. (10/1/25) - ROF - Venture - <5 Yrs
Flora Coatings, Inc. announced that it will receive $165,000 in funding on September 23, 2025. The total transaction value for this deal is $0.2 million.
251. RacerX ventures (10/1/25) - ROF - Early Stage - Seed
RacerX ventures announced a ROF - Early Stage - Seed funding round on 10/1/25 for initiatives in the unclassified sector. This capital will be used to enhance market presence and operational scale.
252. Helia Care, Inc. (10/2/25) - ROF - Early Stage - Seed
Helia Care, Inc. announced that it will receive $3,502,380 in funding on October 2, 2025. The total transaction value for this deal is $3.5 million.
253. MG NewCo, Inc. (10/2/25) - ROF - Venture - <5 Yrs
MG NewCo, Inc. announced that it will receive $360,000 in funding on September 23, 2025.
254. Studios on Van Buren Holding, LLC (10/3/25) - ROF - Venture - <5 Yrs
Studios on Van Buren Holding, LLC announced that it will receive $500,000 in funding on October 3, 2025. The company will issue common stock in the transaction.
255. Global Water Resources, Inc. (10/6/25) - ECM - Follow-on
Global Water Resources, Inc announced that it has completed a private placement and entered into a purchase agreement pursuant to which it issued 1,270,572 shares of the Company’s common stock at a price of $10.3 per share for aggregate gross proceeds of $13,086,891.6 on September 30, 2025. The transaction included participation from Levine Investments LP for 728,197 shares amounting to $7,500,429.1, Andrew M. The total transaction value for this deal is $13.1 million.
256. Mindset Medical, Inc. (10/7/25) - ROF - Mature - >7 Yrs
Mindset Medical, Inc. announced that it has received a round of funding from the new investor, Xcellerant Venture Fund I, a fund managed by, Xcellerant Ventures, LLC on October 7, 2025.
257. ClearChartAI, Inc. (10/8/25) - ROF - Venture - <5 Yrs
ClearChartAI, Inc. announced that it will receive $500,000 in funding on September 12, 2025.
258. Applied Energetics, Inc. (10/9/25) - ECM - Follow-on
Applied Energetics, Inc announced that it has completed a private placement and issued Common shares at a price of $1.8 and Pre-funded warrants at a price of $1.799 per pre-funded warrant for aggregate gross proceeds of $10,789,999. The pre-funded warrants are exercisable immediately at a price of $0.001 per share. The total transaction value for this deal is $10.8 million.
259. Can Monkey LLC (10/9/25) - ROF - Early Stage - Crowdfunding
CAN MONKEY LLC announced a private placement of minimum of 50,000 simple agreement for future equity and maximum of 1,235,000 simple agreement for future equity at a price of $1 per simple agreement for future equity for minimum gross proceeds of $50,000 and maximum gross proceeds of $1,235,000 on October 9, 2025. The company is raising funding through crowd-funding platform Wefunder Portal LLC. The total transaction value for this deal is $1.2 million.
260. FreeFall 5G, Inc. (10/10/25) - ROF - Growth - Series 5-7 Yrs
FreeFall 5G, Inc. announced that it will receive $6,165,000 in funding on October 2, 2024. The total transaction value for this deal is $3.1 million.
261. Gunnison Copper Corp. (10/10/25) - ECM - Follow-on
Gunnison Copper Corp. announced a non-brokered private placement of 33,333,333 units at a price of CAD 0.45 per unit for gross proceeds of CAD 14,999,999.85 on October 10, 2025. The total transaction value for this deal is $8.0 million.
262. Gunnison Copper Corp. (10/10/25) - ECM - Follow-on
Gunnison Copper Corp. announced a non-brokered private placement of 33,333,333 units at a price of CAD 0.45 per unit for gross proceeds of CAD 14,999,999.85 on October 10, 2025. The total transaction value for this deal is $1.4 million.
263. Revolute Robotics, Inc (10/10/25) - ROF - Venture - <5 Yrs
Revolute Robotics, Inc announced that it has raised $1.9 million in a round of funding co-led by new investors ANIMO Ventures, and Ascend Venture Group, LLC on October 10, 2025. The transaction included participation from several high-profile angel investors.
264. Solentrex Inc. (10/13/25) - ROF - Early Stage - Seed
Solentrex Inc. announced that it has received in a round of funding on October 13, 2025.
265. Hydrawav3 LLC (10/14/25) - ROF - Venture - <5 Yrs
HYDRAWAV3 LLC announced that it has received $200,000 in a private funding from new investor, Partnership For Economic Innovation on October 14, 2025. The company issued convertible preferred stock in the transaction. The total transaction value for this deal is $0.2 million.
266. Imagen Celebrating Smiles Support Services, LLC (10/14/25) - ROF - Growth - Series 5-7 Yrs
Imagen Celebrating Smiles Support Services, LLC announced that it will receive $100,000 in funding on October 1, 2025. The company will issue convertible preferred shares in the transaction. The total transaction value for this deal is $0.1 million.
267. King Therapeutics LLC (10/15/25) - ROF - Venture - <5 Yrs
King Therapeutics LLC announced that it will receive $500,000 in funding on June 11, 2025. The company will issue equity, Option, Warrant or Other Right to Acquire Another Security and Simple Agreement for Future Equity in the transaction.
268. RGV Hospital Holdings, LLC (10/15/25) - ROF - Venture - <5 Yrs
RGV Hospital Holdings, LLC announced that it will receive $10,000,000 in funding on September 30, 2025. The company will issue non-convertible debt in the transaction.
269. Elgh Balterra 590 Acres LLC (10/16/25) - ROF - Venture - <5 Yrs
ELGH BALTERRA 590 ACRES LLC announced that it will receive $20,842,500 in funding on October 15, 2025. The company will issue Convertible Preferred Stock in the transaction.
270. Ivanhoe Electric Inc. (10/21/25) - ECM - Follow-on
The Company has granted the underwriters a 30-day option to purchase up to an additional 1,500,000 shares of common stock at the public offering price, less underwriting discounts and commissions. The Offering is expected to close on October 23, 2025, subject to customary closing conditions. The total transaction value for this deal is $172.5 million.
271. Ivanhoe Electric Inc. (10/21/25) - ECM - Follow-on
The underwriters an option to purchase up to an additional $18,750,000 of shares of common stock, at the public offering price, less the underwriting discounts and commissions, for 30 days after the date of this prospectus supplement.
272. PharmaWaste Ventures, LLC (10/22/25) - ROF - Venture - <5 Yrs
PharmaWaste Ventures, LLC announced that it will receive $2,000,000 in funding on October 7, 2025. The company will issue Convertible Preferred Stock in the transaction.
273. Liberty Star Uranium & Metals Corp. (10/23/25) - ECM - Convertible
Liberty Star Uranium & Metals Corp. entered into a securities purchase agreement with returning investor 1800 Diagonal Lending LLC for convertible promissory note in the aggregate principal amount of $70,400 for gross proceeds of $64,000 on October 15, 2025. The total transaction value for this deal is $0.1 million.
274. Home Solutions US Corp. (10/24/25) - ROF - Early Stage - Pre-Seed
Home Solutions US Corp. announced that it has raised $1.1 million in a round of funding co-led by New Stack Limited and Silence VC on October 24, 2025.
275. Advanced Movement Insights, Inc. (10/28/25) - ROF - Venture - <5 Yrs
Advanced Movement Insights, Inc. announced that it will receive $2,000,000 in funding on October 15, 2025.
276. AppsFreedom, Inc. (10/29/25) - ROF - Debt - Convertible
AppsFreedom, Inc., announced that it will receive $380,000 in funding on August 1, 2025. The company will issue convertible debt and option, warrant or other right to acquire another security in the transaction. The total transaction value for this deal is $0.4 million.
277. Tempe Life Care Village, Inc. (10/29/25) - ROF - Debt - Non-Convertible
Tempe Life Care Village, Inc. announced a ROF - Debt - Non-Convertible funding round on 10/29/25 for initiatives in the health care facilities sector. This capital will be used to enhance market presence and operational scale. The total transaction value is $107.5 million.
278. OSN Technologies Corp. (10/30/25) - ROF - Venture - <5 Yrs
OSN Technologies Corp. announced that it will receive $999,578 in funding on October 17, 2025.
279. Gut-Brain-Axis Therapeutics Inc. (10/31/25) - ROF - Venture - Series A
Gut-Brain-Axis Therapeutics Inc. announced that it will issue 3,691,982 Series A Preferred Stock at an issue price of $5.41714 per share for gross proceeds of $19,999,983.37, and 1,988,098 Series A-1 Preferred Stock at an issue price of $4.33372 for gross proceeds of $8,615,860.06, for aggregate gross proceeds of $28,615,843.44 on October 31, 2025. The total transaction value for this deal is $28.6 million.
280. Primer Global, Inc. (11/3/25) - ROF - Venture - Series A
Primer Global, Inc. announced that it will issue 149,176 series A-1 preferred stock at an issue price of $14.69760 per share for a gross proceeds of $2192529.178, and 336,699 series A-2 preferred stock at an issue price of $15.59312 per share for a gross proceeds of $5250187.911 for an aggregate gross proceeds of $7442717.088 in funding on October 24, 2025.The shares are issued at $0.0001 par value per share. The total transaction value for this deal is $7.4 million.
281. Taylor Morrison Communities, Inc. (11/3/25) - DCM - Non-convertible Debt
The Senior Notes will be unsecured and guaranteed on a senior unsecured basis by the same subsidiaries of TMHC that guarantee, or are obligors of, the Issuer's existing senior unsecured notes. The Company had commenced a concurrent cash tender offer (the “Tender Offer”) for any and all of its outstanding 2027 Notes. The total transaction value for this deal is $525.0 million.
282. ViiT Health Inc (11/3/25) - ROF - Early Stage - Crowdfunding
Viit Health Inc announced a private placement of minimum of 50,000 Simple Agreement for Future Equity (SAFE) securities and maximum of 618,000 SAFE securities at a price of $1 per safe security for minimum gross proceeds of $50,000 and maximum gross proceeds of $618,000 on November 3, 2025. The company is raising funding through crowd-funding platform Wefunder Portal LLC. The total transaction value for this deal is $0.6 million.
283. NantDome, Inc. (11/4/25) - ROF - Venture - Series A
NantDome, Inc. announced that it will issue 7,500,000 series A preferred shares at issue price of $2.6667 per share for the gross proceeds $20,000,250 in funding on September 26, 2025. The total transaction value for this deal is $20.0 million.
284. Route1 Inc. (11/4/25) - ECM - Follow-on
Route1 Inc announced a non brokered private placement to issue 66,66,666 units at an issue price of CAD 0.075 for the proceeds of CAD 499,999.95 on November 4, 2025. Each unit consists of one common share in the capital of the company and one common share purchase warrant. The total transaction value for this deal is $0.2 million.
285. ARC Group Securities Acquisition I (11/6/25) - ECM - IPO
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. The company intend to apply to have units listed on The Nasdaq Global Market, or Nasdaq, under the symbol “FJDIU,”, Once the securities comprising the units begin separate trading, the company expect that the Class A ordinary shares and warrants will be listed on Nasdaq under the symbols “FJDI” and “FJDIW,” respectively. The total transaction value for this deal is $150.0 million.
286. ARC Group Securities Acquisition II (11/6/25) - ECM - IPO
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof to purchase one Class A ordinary share at a price of $11.50 per share. The total transaction value for this deal is $150.0 million.
287. Opendoor Technologies Inc. (11/6/25) - ECM - Follow-on
The company expect to deliver the shares of common stock to purchasers on or about November 13, 2025. The total transaction value for this deal is $1,184.6 million.
288. Elect Nano, LLC (11/7/25) - ROF - Mature - >7 Yrs
Elect Nano, LLC announced that it will receive $25,000,000 in funding on November 7, 2025. The company will issue Convertible Preferred Stock and options,warrant or other right to acquire another security in the transaction.
289. Neuro-Vascular Research & Design Corp (11/7/25) - ROF - Debt - Non-Convertible
Neuro-Vascular Research & Design Corp announced that it will receive $1,500,000 in funding on November 1, 2025. The company will issue non convertible debt in the transaction. The total transaction value for this deal is $0.2 million.
290. Pervaporation Science Inc. (11/7/25) - ROF - Venture - <5 Yrs
Pervaporation Science Inc. announced that it will receive $200 in funding on November 6, 2025. The total transaction value for this deal is $0.0 million.
291. RAYVA INC (11/7/25) - ROF - Early Stage - Seed
RAYVA INC announced a ROF - Early Stage - Seed funding round on 11/7/25 for initiatives in the unclassified sector. This capital will be used to enhance market presence and operational scale.
292. TILT Holdings Inc. (11/7/25) - ROF - Debt - Non-Convertible
TILT Holdings Inc. announced that it has entered into a secured notes purchase agreement with Jordan Geotas, as the noteholder representative on behalf of the purchasers in the aggregate principal amount of up to $2,000,000 on November 3, 2025. The total transaction value for this deal is $2.0 million.
293. AZJAH34 LLC (11/12/25) - ROF - Venture - <5 Yrs
AZJAH34 LLC announced that it will receive $400,644 in funding on August 18, 2025. The company will issue common shares in the transaction. The total transaction value for this deal is $0.4 million.
294. Centuri Holdings, Inc. (11/12/25) - ECM - Follow-on
The underwriters have a 30-day option, to purchase up to an additional 1,116,279 shares, offered in the offering. The company have agreed to sell to the icahn investors in a concurrent private placement an aggregate of approximately $75 million of shares of common stock. The total transaction value for this deal is $160.0 million.
295. Oak Creek Capital, LLC/OK (11/12/25) - ROF - Venture - <5 Yrs
Oak Creek Capital, LLC/OK announced that it will receive $25,00,000 in funding on November 12, 2025. The company will issue common stock in the transaction.
296. Saxon Capital Group, Inc. (11/12/25) - ECM - Follow-on
Saxon Capital Group, Inc. announced private placement of common shares and Option, Warrant or Other Right to Acquire Another Security for gross proceeds of $100,000 on August 7, 2025. The total transaction value for this deal is $0.1 million.
297. OneAZ Credit Union (11/14/25) - ROF - Debt - Non-Convertible
OneAZ Credit Union announced that it will receive $65,000,000 in funding on October 31, 2025. The company will issue Non convertible debt in the transaction. The total transaction value for this deal is $65.0 million.
298. ISC Physician Holdings, LLC (11/19/25) - ROF - Venture - <5 Yrs
ISC Physician Holdings, LLC announced that it will receive $3,000,000 in funding on October 16, 2025. The company will issue convertible preferred stock in the transaction.
299. Cray Pay, Inc. (11/20/25) - ROF - Mature - >7 Yrs
IONIA, INC. announced that it will receive $5,000,010 in funding on November 5, 2025.
300. HidroKlear, LLC (11/20/25) - ROF - Early Stage - Crowdfunding
Hidroklear LLC announced a private placement of non-convertible debt security for minimum gross proceeds of $10,000 and maximum gross proceeds of $100,000 on November 20, 2025. The company is raising funding through crowd-funding platform Honeycomb Portal LLC. The total transaction value for this deal is $0.1 million.
301. The Alkaline Water Company Inc. (11/20/25) - ECM - Follow-on
The minimum number of shares to be sold in this offering are One hundred thousand (100,000) shares. Patrick Morris is acting as legal counsel to the Company. The total transaction value for this deal is $10.0 million.
302. EKKL LLC (11/21/25) - ROF - Venture - <5 Yrs
EKKL LLC announced that it will receive $30,000,000 in funding on November 12, 2025. The company will issue common stock in the transaction.
303. Dfnd Industries, Inc (11/25/25) - ROF - Venture - <5 Yrs
Dfnd Industries, Inc announced that it will receive $200,000 in funding on November 10, 2025. The company will issue equity in the transaction. The total transaction value for this deal is $0.2 million.
304. NantNova, Inc. (11/26/25) - ROF - Venture - Series A
NantNova, Inc. announced that it will issue 3,000,000 series A preferred shares at issue price of $5 per share for the gross proceeds $15,000,000 in funding on September 19, 2025. The total transaction value for this deal is $15.0 million.
305. Picard Medical, Inc. (11/26/25) - ROF - Debt - Non-Convertible
Picard Medical, Inc. entered into a short-term bridge financing in the form of an unsecured promissory note and will receive $1,000,000 on November 26, 2025. The total transaction value for this deal is $1.0 million.
306. SR Smyrna Investco, LLC (11/26/25) - ROF - Venture - <5 Yrs
SR Smyrna Investco, LLC announced that it will receive $34,000,000 in funding on November 14, 2025. The company will issue convertible Preferred Stock in the transaction.
307. Village Square Owner Llc (11/26/25) - ROF - Venture - <5 Yrs
Village Square Owner LLC announced that it will receive $7,000,000 in funding on November 14, 2025. The company will issue convertible preferred shares in the transaction. The total transaction value for this deal is $7.0 million.
308. Liberty Star Uranium & Metals Corp. (12/2/25) - ECM - Convertible
Liberty Star Uranium & Metals Corp. announced a private placement to issue a convertible promissory note with returning investor 1800 Diagonal Lending LLC in the aggregate principal amount of $70,400 and gross proceeds of $64,000 on November 28, 2025. The total transaction value for this deal is $0.1 million.
309. Quantum Space Fund, LLC (12/5/25) - ROF - Early Stage - Crowdfunding
Quantum Space Fund, Llc announced that it will issue up to 1,500,000 best effort Class C membership units at an issue price of $50 per unit for gross proceeds of up to $75,000,000 on December 2, 2025. The minimum investment amount per Investor is $50.00 in exchange for one (1) Class C Units. The total transaction value for this deal is $75.0 million.
310. Cloverleaf Networks, LLC (12/9/25) - ROF - Mature - >7 Yrs
Cloverleaf Networks, LLC announced that it has received in a round of funding on December 9, 2025. The transaction included participation from new investor Super K Ventures.
311. Western Alliance Bancorporation (12/9/25) - DCM - Non-convertible Debt
The proceeds from this issuance, amounting to $397.2 million after discounts and commissions. Interest on notes will be payable semi-annually. The total transaction value for this deal is $400.0 million.
312. Snapfine Inc. (12/15/25) - ROF - Early Stage - Seed
Snapfine Inc. announced a ROF - Early Stage - Seed funding round on 12/15/25 for initiatives in the unclassified sector. This capital will be used to enhance market presence and operational scale.
313. Enhanced Ultrasound Inc (12/16/25) - ROF - Venture - <5 Yrs
Enhanced Ultrasound Inc announced that it will receive $2,500,000 in funding on December 16, 2025. The company will issue Convertible Preferred Stock in the transaction.
314. RPM-One Inc. (12/18/25) - ROF - Venture - <5 Yrs
RPM-One Inc. announced that it has raised $15 million in round of funding led by new investor Vitalis Ventures on December 17, 2025. The total transaction value for this deal is $15.0 million.
315. Store Capital LLC (12/18/25) - DCM - Non-convertible Debt
The company offering to exchange up to $350 million aggregate principal amount of registered 5.400% Senior Notes due 2030 (CUSIP No. 862123 AB2) (the “New Notes”) for any and all of $350 million aggregate principal amount of unregistered 5.400% Senior Notes due 2030 (CUSIP Nos. The total transaction value for this deal is $350.0 million.
316. Silverton Financial Llc (12/19/25) - ROF - Debt - Convertible
Silverton Financial LLC announced that it will receive funding on October 8, 2025. The company will issue convertible preferred stock in the transaction. The total transaction value for this deal is $0.1 million.
317. LASTpatient Inc. (12/22/25) - ROF - Venture - <5 Yrs
LASTpatient Inc. announced that it will receive $150,000 in funding on November 12,2025.
318. Toms River Self Storage Partners, LLC (12/22/25) - ROF - Debt - Non-Convertible
Toms River Self Storage Partners, LLC announced that it will receive $2,500,000 in funding on December 18, 2025. The company will issue non convertible debt in the transaction.
319. Picard Medical, Inc. (12/24/25) - ROF - Debt - Non-Convertible
Picard Medical, Inc. announced that it has entered into a definitive agreement for a private placement financing of up to $50 million aggregate principal amount of senior secured notes due 2028 together with warrants to purchase common stock of the company on December 24, 2025. The total transaction value for this deal is $50.0 million.
Capital Markets Segmentation — Glossary:
Equity Capital Markets
Follow-on: A public issuance of additional shares by a listed company to raise capital.
Convertible: Issuing equity-linked securities that can convert into common shares, blending debt and equity.
Debt Capital Markets
Non-convertible Debt: Fixed-income securities issued to raise capital, without equity conversion.
Preferred Equity: Shares with fixed dividends and priority over common equity, without conversion.
Rounds of Funding
Early Stage - Pre-Seed: Early startup investment for ideation or initial setup.
Early Stage - Crowdfunding: Raising small capital amounts from many investors via online platforms.
Early Stage - Seed: Initial startup investment for product development or market entry.
Venture - <5 Yrs: Early-stage investment in startups less than five years old for growth.
Mature - >7 Yrs: Capital raised by established companies over seven years old for expansion.
Debt - Convertible: Private debt that converts to equity, often for startups.
Debt - Non-Convertible: Private debt financing that doesn’t convert to equity, funding operations.
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